Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard John George Lynett
IRN RJL00042
- (2664)CF21 Investment Adviser (1 Dec 2001 to 6 May 2002)
Richard John Newsome Smith
IRN RJS00157
- (1421)CF21 Investment Adviser (15 Jul 2002 to 1 May 2003)
- (1420)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
Richard John Preen
IRN RJP00063
- (1010)CF21 Investment Adviser (14 May 2004 to 30 Jul 2004)
- (1009)CF22 Investment Adviser (Trainee) (22 Aug 2002 to 14 May 2004)
Richard John Riley
IRN RJR00017
- (898)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2002)
Richard John Sunderland
IRN RJS00067
- (2424)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2002)
Richard Mainstone
IRN RXM00155
- (188)CF21 Investment Adviser (23 May 2002 to 29 Oct 2007)
- (187)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 May 2002)
Richard Malcolm Penney
IRN RMP00034
- (2286)CF22 Investment Adviser (Trainee) (23 Mar 2007 to 29 Oct 2007)
Richard Martin Cowling
IRN RMC00037
- (3037)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Richard Martin Tatum
IRN RMT00023
- (1665)CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
Richard Mervyn Austin
IRN RMA00002
- (731)CF21 Investment Adviser (20 Sep 2006 to 23 Jan 2007)
- (730)CF22 Investment Adviser (Trainee) (10 Aug 2004 to 20 Sep 2006)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Bureau (Yorkshire) (no longer appointed)
FRN 184005 · Appointed 3 Apr 2003 · Until 17 Jan 2007
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
Homebase Mortgages (no longer appointed)
FRN 155870 · Appointed 3 Apr 2003 · Until 7 Sep 2004
Grant W Pickin & Co (no longer appointed)
FRN 200806 · Appointed 3 Apr 2003 · Until 26 Apr 2006
Geoff Dodd Associates (no longer appointed)
FRN 186685 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Gerry O'Neill & Co (no longer appointed)
FRN 157209 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Mortgage & Investment Solutions Ltd (no longer appointed)
FRN 201276 · Appointed 3 Apr 2003 · Until 1 Jul 2004
Falkirk Mortgage Services (no longer appointed)
FRN 184541 · Appointed 3 Apr 2003 · Until 20 May 2003
Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 3 Apr 2003 · Until 7 Jul 2003
Healy Simpson & Co (no longer appointed)
FRN 224030 · Appointed 2 Apr 2003 · Until 20 Jan 2005

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.