Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard Giles Wilton Haines
IRN RGH00026
- (1443)CF1 Director (AR) (1 Dec 2001 to 28 Feb 2002)
Richard Graham Doubtfire
IRN RGD00014
- (1587)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
Richard Henry Smith
IRN RHS00013
- (130)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
Richard Ian Booker
IRN RIB01018
- (2211)CF21 Investment Adviser (14 Sep 2007 to 29 Oct 2007)
- (2210)CF22 Investment Adviser (Trainee) (8 Nov 2006 to 14 Sep 2007)
Richard Ingram Pryce
IRN RIP00004
- (241)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Richard James Evans
IRN RXE00042
- (2144)CF1 Director (AR) (1 Oct 2002 to 8 Feb 2005)
- (2143)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
Richard James Lee
IRN RJL01221
- (29)SMF7 Group Entity Senior Manager (since 22 Aug 2020)
- (2998)[FCA CF] Significant management (1 Apr 2020 to 22 Aug 2020)
- (2997)[FCA CF] Manager of certification employee (1 Apr 2020 to 22 Aug 2020)
- (2996)[FCA CF] Material risk taker (1 Apr 2020 to 22 Aug 2020)
Richard John Appleby
IRN RJA01098
- (3072)CF21 Investment Adviser (3 Mar 2004 to 29 Oct 2007)
- (3071)CF22 Investment Adviser (Trainee) (18 Sep 2002 to 3 Mar 2004)
Richard John Barker
IRN RJB00085
- (428)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Richard John Dunne
IRN RJD00034
- (1303)CF21 Investment Adviser (23 Dec 2004 to 22 Apr 2005)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Bureau (Yorkshire) (no longer appointed)
FRN 184005 · Appointed 3 Apr 2003 · Until 17 Jan 2007
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
Homebase Mortgages (no longer appointed)
FRN 155870 · Appointed 3 Apr 2003 · Until 7 Sep 2004
Grant W Pickin & Co (no longer appointed)
FRN 200806 · Appointed 3 Apr 2003 · Until 26 Apr 2006
Geoff Dodd Associates (no longer appointed)
FRN 186685 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Gerry O'Neill & Co (no longer appointed)
FRN 157209 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Mortgage & Investment Solutions Ltd (no longer appointed)
FRN 201276 · Appointed 3 Apr 2003 · Until 1 Jul 2004
Falkirk Mortgage Services (no longer appointed)
FRN 184541 · Appointed 3 Apr 2003 · Until 20 May 2003
Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 3 Apr 2003 · Until 7 Jul 2003
Healy Simpson & Co (no longer appointed)
FRN 224030 · Appointed 2 Apr 2003 · Until 20 Jan 2005

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.