Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard Cotton
IRN RXC01642
- (2809)CF22 Investment Adviser (Trainee) (15 May 2007 to 29 Oct 2007)
Richard Dale Murdin
IRN RDM00038
- (2299)CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)
Richard Daniel Barger
IRN RDB00007
- (2951)CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)
Richard Daniel Mettrick
IRN RDM00028
- (2421)CF21 Investment Adviser (12 Jan 2007 to 29 Oct 2007)
- (2420)CF22 Investment Adviser (Trainee) (23 Nov 2005 to 12 Jan 2007)
Richard David Coles
IRN RDC00017
- (445)CF1 Director (AR) (1 Dec 2001 to 3 Apr 2006)
- (444)CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2002)
Richard David Gibb
IRN RDG00015
- (1215)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Richard David Mitchell
IRN RDM01101
- (1305)CF1 Director (AR) (11 Jan 2002 to 17 Mar 2005)
Richard Dean Scott
IRN RDS00025
- (2915)CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2003)
Richard Ewence
IRN RCE00012
- (2362)CF21 Investment Adviser (1 Dec 2001 to 21 May 2004)
Richard Geoffrey Parker
IRN RGP00008
- (1594)CF4 Partner (AR) (1 Dec 2001 to 15 Mar 2005)

Smaller firms operating under this firm's FCA authorisation.

The Mortgage Bureau (Yorkshire) (no longer appointed)
FRN 184005 · Appointed 3 Apr 2003 · Until 17 Jan 2007
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004
Homebase Mortgages (no longer appointed)
FRN 155870 · Appointed 3 Apr 2003 · Until 7 Sep 2004
Grant W Pickin & Co (no longer appointed)
FRN 200806 · Appointed 3 Apr 2003 · Until 26 Apr 2006
Geoff Dodd Associates (no longer appointed)
FRN 186685 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Gerry O'Neill & Co (no longer appointed)
FRN 157209 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Mortgage & Investment Solutions Ltd (no longer appointed)
FRN 201276 · Appointed 3 Apr 2003 · Until 1 Jul 2004
Falkirk Mortgage Services (no longer appointed)
FRN 184541 · Appointed 3 Apr 2003 · Until 20 May 2003
Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 3 Apr 2003 · Until 7 Jul 2003
Healy Simpson & Co (no longer appointed)
FRN 224030 · Appointed 2 Apr 2003 · Until 20 Jan 2005

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.