Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Charles Burnett
IRN CXB01595
- (1040)CF1 Director (AR) (9 Mar 2005 to 19 Jul 2006)
Charles John Douglas-Braid
IRN CJD00022
- (416)CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2002)
Charles Peter Ullman
IRN CPU00002
- (35)SMF4 Chief Risk (since 6 Nov 2023)
- (2700)[FCA CF] Material risk taker (5 May 2021 to 6 Nov 2023)
Charles Stuart Hague
IRN CSH01052
- (926)CF7 Sole Trader (AR) (1 Dec 2001 to 19 Jul 2002)
Charles Thomas Callaghan
IRN CTC00006
- (1438)CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
Charles White
IRN CXW00073
- (2464)CF21 Investment Adviser (1 Dec 2001 to 4 Aug 2004)
Charlotte Emily Blake
IRN CEB00014
- (249)CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2003)
Chris James Neville
IRN CXN67408
- (17)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- (18)[FCA CF] Functions requiring qualifications (since 13 May 2024)
Chris Tydeman
IRN CRT01076
- (1883)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Christian-Lee John Stapleton
IRN CJS00118
- (1353)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Peter Mooney Estate Agents (no longer appointed)
FRN 201209 · Appointed 1 Nov 1997 · Until 27 Aug 2002
Bennett Clarke Estate Agency (no longer appointed)
FRN 201135 · Appointed 1 Nov 1997 · Until 23 Nov 2005
The Mortgage Service (no longer appointed)
FRN 186472 · Appointed 30 Oct 1997 · Until 27 Aug 2003
Parkers Estate Agents (no longer appointed)
FRN 186057 · Appointed 24 Oct 1997 · Until 9 Jul 2002
Roger Tyers Associates (Brackley) Limited (no longer appointed)
FRN 185788 · Appointed 21 Oct 1997 · Until 1 Dec 2001
Abe Estates Limited (no longer appointed)
FRN 201139 · Appointed 13 Oct 1997 · Until 9 Oct 2003
Williams Estate Agents (no longer appointed)
FRN 181265 · Appointed 8 Oct 1997 · Until 1 Dec 2001
Century 21 Oak House Real Estate (no longer appointed)
FRN 201102 · Appointed 6 Oct 1997 · Until 1 Dec 2001
Thomas Merrifield (Didcot) Limited (no longer appointed)
FRN 187229 · Appointed 1 Oct 1997 · Until 7 Apr 2003
Sterling Mortgage & Financial Services (no longer appointed)
FRN 185202 · Appointed 1 Oct 1997 · Until 17 Sep 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.