Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Dorian Alan Sanchez
IRN DAS00071
- (1693)CF1 Director (AR) (1 Dec 2001 to 9 Mar 2004)
Douglas Andrew Kirby
IRN DAK00018
- (1709)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Douglas James Scott
IRN DJS00100
- (1031)CF1 Director (AR) (16 Jul 2002 to 8 Aug 2002)
Douglas William Paterson
IRN DWP00020
- (1592)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
Duncan Charles Brooks
IRN DCB00015
- (253)CF22 Investment Adviser (Trainee) (12 Jun 2006 to 29 Oct 2007)
Duncan Francis Grant
IRN DXG00083
- (1531)CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2002)
Duncan Jamie Tucker
IRN DJT00054
- (236)CF4 Partner (AR) (1 Dec 2001 to 28 Jul 2004)
Duncan Owen Fordyce
IRN DOF00001
- (337)CF22 Investment Adviser (Trainee) (11 Apr 2005 to 2 Sep 2005)
Durlabh Morarji Patel
IRN DMP00022
- (490)CF4 Partner (AR) (1 Dec 2001 to 20 Jan 2003)
Eamon Joseph McGranaghan
IRN EJM00036
- (1400)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Thistle House Limited (no longer appointed)
FRN 193930 · Appointed 21 Jul 2000 · Until 5 Jun 2002
Putterills of Hertfordshire (Welwyn) (no longer appointed)
FRN 192413 · Appointed 19 Jul 2000 · Until 30 May 2002
Brieley & Co (no longer appointed)
FRN 201757 · Appointed 18 Jul 2000 · Until 28 May 2004
Putterills of Hertfordshire (Knenworth) (no longer appointed)
FRN 201758 · Appointed 18 Jul 2000 · Until 30 May 2002
Kelway Law Estate Agents (no longer appointed)
FRN 193539 · Appointed 18 Jul 2000 · Until 11 Dec 2001
Beerstone Financial Services (no longer appointed)
FRN 201791 · Appointed 13 Jul 2000 · Until 21 Oct 2003
Caslings (no longer appointed)
FRN 193527 · Appointed 13 Jul 2000 · Until 19 Dec 2001
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 11 Jul 2000 · Until 14 Feb 2002
Gary O'Connor Insurance & Investment Services (no longer appointed)
FRN 192331 · Appointed 11 Jul 2000 · Until 2 Jul 2004
Harrison Ingram Estate Agents (no longer appointed)
FRN 194122 · Appointed 11 Jul 2000 · Until 14 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.