Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Anthony Adamson
IRN JAA01131
- (771)CF22 Investment Adviser (Trainee) (1 Jun 2006 to 29 Oct 2007)
John Anthony Bassett
IRN JAB00080
- (356)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Apr 2006)
John Anthony Clayton
IRN JAC00032
- (773)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
John Anthony Gregory
IRN JAG00034
- (1158)CF7 Sole Trader (AR) (2 May 2002 to 31 Jan 2007)
- (1157)CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)
John Anthony Wiggs
IRN JAW01195
- (919)CF1 Director (AR) (1 Dec 2001 to 22 Jan 2004)
John Arthur Clayton
IRN JAC00064
- (910)CF4 Partner (AR) (27 Sep 2002 to 21 Mar 2006)
- (909)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Jun 2004)
- (908)CF21 Investment Adviser (1 Dec 2001 to 6 May 2004)
John Bernard Bridges
IRN JBB01041
- (2233)[FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
- (2232)[FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
- (2231)CF29 Significant management (9 Sep 2015 to 8 Dec 2019)
John Brackenridge Pollock
IRN JBP01029
- (3119)CF1 Director (4 Dec 2003 to 2 Aug 2006)
- (3118)CF8 Apportionment and Oversight (4 Dec 2003 to 2 Aug 2006)
- (3117)CF20 Significant Mgt (Settlements) (1 Dec 2001 to 4 Dec 2003)
John Campbell Wilkie
IRN JCW00043
- (1573)CF1 Director (AR) (1 Dec 2001 to 1 Dec 2001)
John Cassidy
IRN JXC00147
- (520)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
- (521)CF7 Sole Trader (AR) (1 Dec 2001 to 17 Sep 2004)

Smaller firms operating under this firm's FCA authorisation.

Keys and Lee Financial Services Ltd (no longer appointed)
FRN 133865 · Appointed 1 Dec 2001 · Until 16 Jan 2003
Newman Residential Letting (no longer appointed)
FRN 419243 · Appointed 1 Dec 2001 · Until 12 Jun 2003
Oliver Jones Associates (no longer appointed)
FRN 179389 · Appointed 1 Dec 2001 · Until 3 Jun 2003
Holmfield Financial Services (no longer appointed)
FRN 214161 · Appointed 1 Dec 2001 · Until 20 Jan 2004
MJ Financial Services (no longer appointed)
FRN 176191 · Appointed 1 Dec 2001 · Until 25 Mar 2004
Chambers Financial Advisers (no longer appointed)
FRN 160854 · Appointed 1 Dec 2001 · Until 16 Apr 2004
Hunters Financial Services Limited (no longer appointed)
FRN 157503 · Appointed 1 Dec 2001 · Until 1 May 2003
Homebuyers Financial Services (no longer appointed)
FRN 193626 · Appointed 1 Dec 2001 · Until 25 Sep 2002
Mortgage Movers (no longer appointed)
FRN 182487 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Personal Mortgage Services (no longer appointed)
FRN 214188 · Appointed 1 Dec 2001 · Until 2 Jul 2002

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.