Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nicola Peta Harrop
IRN NPA00005
- (1914)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Nicolas Emlyn David
IRN NED00006
- (529)CF7 Sole Trader (AR) (1 Dec 2001 to 2 Sep 2004)
- (528)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Nicolas James Spaull
IRN NJS00010
- (1770)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2004)
Nicole Dawn Neale
IRN NDN00003
- (1466)CF21 Investment Adviser (4 Feb 2002 to 29 Oct 2007)
- (1465)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2002)
Nigel Anthony Waterfall-Brown
IRN NAW00009
- (1787)CF1 Director (AR) (20 May 2002 to 29 Oct 2007)
Nigel Aubrey Trelawney Williams
IRN NAW00018
- (1585)CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2001)
Nigel David Barlow
IRN NDB00003
- (2752)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Nigel David Gibbs
IRN NDG00009
- (421)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2004)
- (422)CF7 Sole Trader (AR) (1 Dec 2001 to 3 May 2005)
Nigel David Palmer
IRN NDP00004
- (2560)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jan 2002)
Nigel John Cochrane
IRN NXC00030
- (1254)CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)

Smaller firms operating under this firm's FCA authorisation.

Hunter Campbell Ballyclare (no longer appointed)
FRN 434031 · Appointed 11 Dec 2006 · Until 28 Oct 2007
Mortgagebrief Ltd (no longer appointed)
FRN 460085 · Appointed 14 Nov 2006 · Until 28 Oct 2007
The Mortgage Finance Store Limited (no longer appointed)
FRN 223751 · Appointed 2 Oct 2006 · Until 28 Oct 2007
Key Estate Agents ( Nuneaton ) Ltd (no longer appointed)
FRN 456984 · Appointed 15 Sep 2006 · Until 28 Oct 2007
Burchell Edwards Financial Services Ltd (no longer appointed)
FRN 454022 · Appointed 14 Sep 2006 · Until 28 Oct 2007
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jul 2006 · Until 10 Jan 2007
Carrington Carr Home Finance Ltd (no longer appointed)
FRN 407654 · Appointed 4 Jul 2006 · Until 28 Oct 2007
McAfee Properties & Mortgages (no longer appointed)
FRN 175795 · Appointed 7 Jun 2006 · Until 28 Oct 2007
Home & Lands Banbridge Ltd (no longer appointed)
FRN 451707 · Appointed 23 May 2006 · Until 28 Oct 2007
The Will Writing Company (no longer appointed)
FRN 442244 · Appointed 17 May 2006 · Until 31 Jul 2006

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.