Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kenneth Michael Joseph Lewis
IRN KML00011
- (1577)CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2002)
- (1578)CF7 Sole Trader (AR) (1 Dec 2001 to 9 Feb 2005)
Kenneth Robert Bainbridge
IRN KRB00012
- (240)CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2007)
Kerry-Ann Ladwa
IRN KKL00001
- (2127)CF1 Director (AR) (1 Dec 2001 to 23 Nov 2004)
Kevin Andrew Mathew
IRN KAM00018
- (1083)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2004)
Kevin Anthony Muckle
IRN KAM00032
- (737)CF22 Investment Adviser (Trainee) (8 Jul 2003 to 12 Jan 2004)
Kevin Bramham
IRN KXB00050
- (1267)CF21 Investment Adviser (1 Feb 2006 to 29 Oct 2007)
- (1266)CF22 Investment Adviser (Trainee) (6 Dec 2005 to 1 Feb 2006)
Kevin Brooks
IRN KXB00044
- (1249)CF21 Investment Adviser (1 Dec 2001 to 15 May 2002)
Kevin Butt
IRN KXB00179
- (1358)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
Kevin Chapman
IRN KXC00033
- (1670)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
Kevin Charles Oliver
IRN KCO00003
- (2858)CF1 Director (AR) (1 Dec 2001 to 6 Aug 2005)

Smaller firms operating under this firm's FCA authorisation.

Harewood Wealth Management (no longer appointed)
FRN 218404 · Appointed 26 Mar 2003 · Until 14 Sep 2004
Pat Beech Mortgage & Financial Services (no longer appointed)
FRN 214187 · Appointed 11 Mar 2003 · Until 11 Oct 2006
The Mortgage Advice Centre (St Helens) (no longer appointed)
FRN 214212 · Appointed 11 Mar 2003 · Until 1 Jul 2004
Moorpride Limited (no longer appointed)
FRN 223485 · Appointed 10 Mar 2003 · Until 3 Sep 2004
Mortgage & Pension Advice Centre (no longer appointed)
FRN 159118 · Appointed 10 Mar 2003 · Until 1 Sep 2004
Ashley Adams GT Melbourne (no longer appointed)
FRN 223482 · Appointed 10 Mar 2003 · Until 31 Oct 2006
Millbyrn Financial Services (no longer appointed)
FRN 214172 · Appointed 10 Mar 2003 · Until 18 Mar 2004
Michael Anthony (St Albans) (no longer appointed)
FRN 223481 · Appointed 10 Mar 2003 · Until 2 Dec 2003
Midlands General Insurance Services Ltd (no longer appointed)
FRN 223479 · Appointed 10 Mar 2003 · Until 25 Nov 2004
Lewis Barrell Independent Mortgage Consultants (no longer appointed)
FRN 214169 · Appointed 10 Mar 2003 · Until 10 Mar 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.