Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nicola Peta Harrop
IRN NPA00005
- (1914)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Nicolas Emlyn David
IRN NED00006
- (529)CF7 Sole Trader (AR) (1 Dec 2001 to 2 Sep 2004)
- (528)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Nicolas James Spaull
IRN NJS00010
- (1770)CF1 Director (AR) (1 Dec 2001 to 10 Mar 2004)
Nicole Dawn Neale
IRN NDN00003
- (1466)CF21 Investment Adviser (4 Feb 2002 to 29 Oct 2007)
- (1465)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2002)
Nigel Anthony Waterfall-Brown
IRN NAW00009
- (1787)CF1 Director (AR) (20 May 2002 to 29 Oct 2007)
Nigel Aubrey Trelawney Williams
IRN NAW00018
- (1585)CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2001)
Nigel David Barlow
IRN NDB00003
- (2752)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
Nigel David Gibbs
IRN NDG00009
- (421)CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2004)
- (422)CF7 Sole Trader (AR) (1 Dec 2001 to 3 May 2005)
Nigel David Palmer
IRN NDP00004
- (2560)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jan 2002)
Nigel John Cochrane
IRN NXC00030
- (1254)CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)

Smaller firms operating under this firm's FCA authorisation.

Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 23 Apr 2003 · Until 23 Apr 2003
Kingsgate Law Ltd (no longer appointed)
FRN 224343 · Appointed 14 Apr 2003 · Until 28 Oct 2007
The Finance Centre (no longer appointed)
FRN 157308 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Richard Padgett Financial Services (no longer appointed)
FRN 214198 · Appointed 4 Apr 2003 · Until 18 Aug 2004
Mortgage Master (no longer appointed)
FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004
Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 4 Apr 2003 · Until 20 May 2004
Mortgage Options (no longer appointed)
FRN 157293 · Appointed 4 Apr 2003 · Until 23 Nov 2005
Mortgage Shop Oakham (no longer appointed)
FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003
Neil Weaver Associates (no longer appointed)
FRN 176730 · Appointed 4 Apr 2003 · Until 19 Dec 2005
John Cooper Insurance Services (no longer appointed)
FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.