Legal & General (Unit Trust Managers) Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Malcolm Evans
IRN MXE00016
- (1172)CF21 Investment Adviser (31 Jul 2006 to 29 Oct 2007)
- (1171)CF22 Investment Adviser (Trainee) (18 Apr 2005 to 31 Jul 2006)
Malcolm Huddlestone
IRN MXH00117
- (3073)CF21 Investment Adviser (18 Jan 2005 to 29 Oct 2007)
Malcolm Jeffrey Waldron
IRN MXW00031
- (2556)CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
Malcolm McCabe
IRN MAM01373
- (1894)[FCA CF] Material risk taker (5 May 2021 to 31 Dec 2021)
Malcolm Pink
IRN MXP00056
- (1152)CF21 Investment Adviser (17 Jan 2006 to 20 Mar 2006)
- (1151)CF22 Investment Adviser (Trainee) (27 Jul 2005 to 17 Jan 2006)
Malcolm Stuart Welbourn
IRN MSW00024
- (2480)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Malcolm William Davies
IRN MWD00023
- (2370)CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2003)
Mandy Karen Goodhand
IRN MKG00006
- (1226)CF22 Investment Adviser (Trainee) (16 May 2007 to 12 Oct 2007)
Mandy Louise Rutherford
IRN MLR00021
- (1502)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Marc Andre Roat
IRN MAR00105
- (1396)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2003)

Smaller firms operating under this firm's FCA authorisation.

Eastwood & Rayleigh Financial Services (no longer appointed)
FRN 214155 · Appointed 1 Dec 2001 · Until 20 Apr 2006
Bradshaw Associates 1 (no longer appointed)
FRN 157431 · Appointed 1 Dec 2001 · Until 14 Jul 2004
Diamond Asset Management Ltd (no longer appointed)
FRN 195589 · Appointed 1 Dec 2001 · Until 18 Nov 2002
Financial Advice Bureau.com Ltd (no longer appointed)
FRN 193972 · Appointed 1 Dec 2001 · Until 15 Mar 2004
Christopher John Ireland (no longer appointed)
FRN 178610 · Appointed 1 Dec 2001 · Until 1 Dec 2001
Charles Derby Hayes Ltd (no longer appointed)
FRN 187785 · Appointed 1 Dec 2001 · Until 8 Nov 2004
Colin Watt Financial Services (no longer appointed)
FRN 137004 · Appointed 1 Dec 2001 · Until 13 Sep 2002
Ashwood Financial Services Ltd (no longer appointed)
FRN 176908 · Appointed 1 Dec 2001 · Until 3 Mar 2003
Ashton Financial Consultants Ltd (no longer appointed)
FRN 214144 · Appointed 1 Dec 2001 · Until 9 Jun 2003
FJ McCartney and Crawford (no longer appointed)
FRN 157480 · Appointed 1 Dec 2001 · Until 16 Jan 2003

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (3063)CF8 Apportionment and Oversight
2 days ago
controlled function added: (3062)CF1 Director
2 days ago
controlled function added: (3061)CF1 Director (AR)
2 days ago
controlled function added: (3060)Director of firm who is not a certification employee or a SMF manager
2 days ago
controlled function added: (3059)CF1 Director
2 days ago
controlled function added: (3058)CF1 Director (AR)
2 days ago
controlled function added: (3057)CF4 Partner (AR)
2 days ago
controlled function added: (3056)CF1 Director (AR)
2 days ago
controlled function added: (3055)[FCA CF] Material risk taker
2 days ago
controlled function added: (3054)SMF4 Chief Risk

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.