Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jacqueline Shirley Howard
IRN JSH00022
- (716)CF1 Director (AR) (7 Aug 2003 to 16 Mar 2005)
- (715)CF4 Partner (AR) (1 Dec 2001 to 7 Aug 2003)
Jacqueline Susan Duncan
IRN JSD01071
- (844)CF21 Investment Adviser (27 Feb 2007 to 29 Oct 2007)
- (843)CF22 Investment Adviser (Trainee) (23 Nov 2005 to 27 Feb 2007)
James Alan Short
IRN JAS00078
- (214)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
James Alexander Wilson Smith
IRN JAS00066
- (341)CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2003)
James Anthony White
IRN JAW00065
- (280)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
James Antony Haydon
IRN JAH00085
- (2405)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- (2404)CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2002)
James Austin Pibworth
IRN AJP00082
- (153)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2006)
James Bagshaw
IRN JXB01788
- (949)CF21 Investment Adviser (1 Dec 2001 to 9 May 2005)
James Bingham Wilson
IRN JBW00015
- (168)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
James Brian Toole
IRN JXT00020
- (1608)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- (1607)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Harding's Estate Agents (no longer appointed)
FRN 201171 · Appointed 1 Sep 1998 · Until 22 May 2003
Borron Shaw (St Helens) Ltd (no longer appointed)
FRN 188959 · Appointed 24 Aug 1998 · Until 17 Jun 2005
Jonathan Robert Davies (no longer appointed)
FRN 187580 · Appointed 12 Aug 1998 · Until 29 Apr 2003
Alexander Estate Agents Ltd (no longer appointed)
FRN 188047 · Appointed 10 Aug 1998 · Until 29 Oct 2002
Property Express (no longer appointed)
FRN 201227 · Appointed 31 Jul 1998 · Until 14 May 2002
Aran Stanton (no longer appointed)
FRN 187896 · Appointed 30 Jul 1998 · Until 11 Jan 2002
Anthony Douglas Limited (no longer appointed)
FRN 188050 · Appointed 29 Jul 1998 · Until 21 Feb 2005
PDL Finance (no longer appointed)
FRN 201172 · Appointed 20 Jul 1998 · Until 25 Sep 2003
Lovetts Property Services (no longer appointed)
FRN 187236 · Appointed 13 Jul 1998 · Until 4 Mar 2003
Warwick Gate Financial Services Ltd (no longer appointed)
FRN 187748 · Appointed 23 Jun 1998 · Until 16 Apr 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.