Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard Michael Gordon
IRN RMG01112
- (729)CF21 Investment Adviser (9 Oct 2006 to 29 Oct 2007)
- (728)CF22 Investment Adviser (Trainee) (14 Aug 2006 to 9 Oct 2006)
Richard Michael Palmer
IRN RMP00020
- (255)CF1 Director (AR) (1 Dec 2001 to 31 Aug 2004)
Richard Ottaway
IRN RXO00011
- (562)CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2003)
Richard Peter Adams
IRN RPA01025
- (903)CF1 Director (AR) (23 Sep 2004 to 29 Oct 2007)
- (902)CF4 Partner (AR) (1 Dec 2001 to 24 Jan 2005)
Richard Philip Mowbray
IRN RPM00016
- (87)CF4 Partner (AR) (1 Dec 2001 to 26 May 2004)
- (86)CF21 Investment Adviser (1 Dec 2001 to 26 May 2004)
Richard Stanley Ward
IRN RSW00017
- (392)CF22 Investment Adviser (Trainee) (31 Jan 2007 to 29 Oct 2007)
- (393)CF1 Director (AR) (31 Jan 2007 to 29 Oct 2007)
Richard Stuart Leach
IRN RSL00006
- (2810)CF21 Investment Adviser (22 Dec 2004 to 28 Feb 2006)
Richard William Jones
IRN RWJ00015
- (1683)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
Ricky John Fisher
IRN RJF01137
- (735)CF22 Investment Adviser (Trainee) (26 Jun 2007 to 29 Oct 2007)
Ricky Peter Knight
IRN RPK01032
- (1293)CF22 Investment Adviser (Trainee) (2 Oct 2007 to 29 Oct 2007)
- (1294)CF1 Director (AR) (21 Feb 2005 to 22 Mar 2005)

Smaller firms operating under this firm's FCA authorisation.

Revell Turner & Wass Ltd (no longer appointed)
FRN 407214 · Appointed 9 Oct 2007 · Until 28 Oct 2007
Mortgage Decisions Ltd (no longer appointed)
FRN 200914 · Appointed 21 Sep 2007 · Until 29 Oct 2007
TMS Financial Ltd (no longer appointed)
FRN 472023 · Appointed 23 Aug 2007 · Until 28 Oct 2007
Booth & Co (Property) Ltd (no longer appointed)
FRN 223463 · Appointed 6 Jul 2007 · Until 28 Oct 2007
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jun 2007 · Until 28 Oct 2007
Mortgage Information Ltd (no longer appointed)
FRN 410643 · Appointed 10 May 2007 · Until 28 Oct 2007
Acorn Limited (no longer appointed)
FRN 414761 · Appointed 23 Apr 2007 · Until 28 Oct 2007
Now Mortgages LLP (no longer appointed)
FRN 408709 · Appointed 2 Feb 2007 · Until 28 Oct 2007
Thameside Mortgage & Protection Ltd (no longer appointed)
FRN 404442 · Appointed 27 Dec 2006 · Until 28 Oct 2007
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 20 Dec 2006 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.