Legal & General (Unit Trust Managers) Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard Giles Wilton Haines
IRN RGH00026
- (1443)CF1 Director (AR) (1 Dec 2001 to 28 Feb 2002)
Richard Graham Doubtfire
IRN RGD00014
- (1587)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
Richard Henry Smith
IRN RHS00013
- (130)CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
Richard Ian Booker
IRN RIB01018
- (2211)CF21 Investment Adviser (14 Sep 2007 to 29 Oct 2007)
- (2210)CF22 Investment Adviser (Trainee) (8 Nov 2006 to 14 Sep 2007)
Richard Ingram Pryce
IRN RIP00004
- (241)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Richard James Evans
IRN RXE00042
- (2144)CF1 Director (AR) (1 Oct 2002 to 8 Feb 2005)
- (2143)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
Richard James Lee
IRN RJL01221
- (29)SMF7 Group Entity Senior Manager (since 22 Aug 2020)
- (2998)[FCA CF] Significant management (1 Apr 2020 to 22 Aug 2020)
- (2997)[FCA CF] Manager of certification employee (1 Apr 2020 to 22 Aug 2020)
- (2996)[FCA CF] Material risk taker (1 Apr 2020 to 22 Aug 2020)
Richard John Appleby
IRN RJA01098
- (3072)CF21 Investment Adviser (3 Mar 2004 to 29 Oct 2007)
- (3071)CF22 Investment Adviser (Trainee) (18 Sep 2002 to 3 Mar 2004)
Richard John Barker
IRN RJB00085
- (428)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Richard John Dunne
IRN RJD00034
- (1303)CF21 Investment Adviser (23 Dec 2004 to 22 Apr 2005)

Smaller firms operating under this firm's FCA authorisation.

Revell Turner & Wass Ltd (no longer appointed)
FRN 407214 · Appointed 9 Oct 2007 · Until 28 Oct 2007
Mortgage Decisions Ltd (no longer appointed)
FRN 200914 · Appointed 21 Sep 2007 · Until 29 Oct 2007
TMS Financial Ltd (no longer appointed)
FRN 472023 · Appointed 23 Aug 2007 · Until 28 Oct 2007
Booth & Co (Property) Ltd (no longer appointed)
FRN 223463 · Appointed 6 Jul 2007 · Until 28 Oct 2007
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jun 2007 · Until 28 Oct 2007
Mortgage Information Ltd (no longer appointed)
FRN 410643 · Appointed 10 May 2007 · Until 28 Oct 2007
Acorn Limited (no longer appointed)
FRN 414761 · Appointed 23 Apr 2007 · Until 28 Oct 2007
Now Mortgages LLP (no longer appointed)
FRN 408709 · Appointed 2 Feb 2007 · Until 28 Oct 2007
Thameside Mortgage & Protection Ltd (no longer appointed)
FRN 404442 · Appointed 27 Dec 2006 · Until 28 Oct 2007
Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 20 Dec 2006 · Until 28 Oct 2007

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.