Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Carlo Stocchetti
IRN CTS00011
- (1835)CF1 Director (AR) (1 Dec 2001 to 22 Apr 2005)
Carmen Coward
IRN CXC00088
- (195)CF4 Partner (AR) (1 Dec 2001 to 23 Nov 2005)
Carol Ann Hobby
IRN CAH00015
- (1440)CF21 Investment Adviser (4 Apr 2006 to 29 Oct 2007)
- (1439)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 4 Apr 2006)
Carol Bolton
IRN CXB00193
- (1510)CF4 Partner (AR) (1 Dec 2001 to 21 May 2003)
Caroline Oubridge
IRN CXO00048
- (2616)[FCA CF] Functions requiring qualifications (6 Feb 2023 to 12 Sep 2023)
- (2617)[FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
Caroline Tracey Baker
IRN CTC00005
- (893)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Carolyn Elizabeth Stiles
IRN CER01038
- (183)CF29 Significant management (1 Nov 2007 to 31 Mar 2009)
- (186)CF1 Director (14 Jan 2005 to 1 Nov 2007)
- (184)CF20 Significant Mgt (Settlements) (22 Dec 2004 to 31 Oct 2007)
- (185)CF16 Significant Mgt (Desgntd Investment Business) (1 Oct 2004 to 4 Feb 2005)
Carolyn Jones
IRN CXJ00025
- (1637)CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2004)
Carwyn Alan Jones
IRN CAJ01096
- (2897)CF11 Money Laundering Reporting (4 Nov 2010 to 20 Feb 2015)
Caterina Maria O'Dell
IRN CMO00006
- (414)CF4 Partner (AR) (1 Dec 2001 to 14 Mar 2005)

Smaller firms operating under this firm's FCA authorisation.

Sterling Mortgage & Financial Services (no longer appointed)
FRN 185202 · Appointed 1 Oct 1997 · Until 17 Sep 2002
Key Financial Services (no longer appointed)
FRN 185200 · Appointed 30 Sep 1997 · Until 5 Aug 2002
JR Hopper & Co (Property Services) Limited (no longer appointed)
FRN 186990 · Appointed 23 Sep 1997 · Until 8 Apr 2004
Peter Davies & Company (no longer appointed)
FRN 201078 · Appointed 1 Sep 1997 · Until 17 Mar 2003
Doug Harris Financial Services (no longer appointed)
FRN 184971 · Appointed 1 Sep 1997 · Until 6 Aug 2004
Plas Wye Consultancy (no longer appointed)
FRN 185201 · Appointed 1 Sep 1997 · Until 1 Dec 2001
Patrick Beech Mortgage & Financial Services (no longer appointed)
FRN 186449 · Appointed 1 Sep 1997 · Until 4 Nov 2002
Harcourt Financial Services Limited (no longer appointed)
FRN 201141 · Appointed 1 Sep 1997 · Until 16 Apr 2003
Country Estates (Glengormley) (no longer appointed)
FRN 184810 · Appointed 27 Aug 1997 · Until 1 Dec 2001
Slades Estate Agents (Bransgore) (no longer appointed)
FRN 186277 · Appointed 24 Aug 1997 · Until 25 Sep 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.