Legal & General (Unit Trust Managers) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Marc Vilka
IRN DMV00007
- (1505)CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2003)
David Marshall
IRN DXM00130
- (3011)CF21 Investment Adviser (21 Mar 2007 to 29 Oct 2007)
- (3010)CF22 Investment Adviser (Trainee) (11 Apr 2006 to 21 Mar 2007)
David Martin Barker
IRN DMB01128
- (1235)CF22 Investment Adviser (Trainee) (1 Feb 2005 to 6 Feb 2005)
David McGeary
IRN DXM00179
- (482)CF7 Sole Trader (AR) (1 Dec 2001 to 29 Oct 2004)
David McMillan Murray
IRN DMM00045
- (1845)CF4 Partner (AR) (1 Dec 2001 to 8 Feb 2005)
David Michael Beddall
IRN DMB00039
- (330)CF21 Investment Adviser (1 Dec 2001 to 1 May 2007)
David Michael Elliott
IRN DME01034
- (1018)CF21 Investment Adviser (27 Jul 2007 to 29 Oct 2007)
- (1017)CF22 Investment Adviser (Trainee) (29 Mar 2006 to 27 Jul 2007)
David Michael Horne
IRN DMH01160
- (2764)CF22 Investment Adviser (Trainee) (18 Aug 2006 to 29 Oct 2007)
David Michael Rhodes Brierley
IRN DMB00020
- (50)CF1 Director (AR) (1 Dec 2001 to 6 Sep 2002)
David Michael Rich
IRN DMR01086
- (1066)CF21 Investment Adviser (9 Sep 2002 to 31 Jan 2004)
- (1065)CF22 Investment Adviser (Trainee) (3 Jul 2002 to 9 Sep 2002)

Smaller firms operating under this firm's FCA authorisation.

The Robert Wilson Estate Agency (Belfast) (no longer appointed)
FRN 187749 · Appointed 22 Jun 1998 · Until 23 Jul 2003
Mortimers Estate Agents (no longer appointed)
FRN 187838 · Appointed 15 Jun 1998 · Until 15 Aug 2002
Oak Financial Services (no longer appointed)
FRN 187827 · Appointed 12 Jun 1998 · Until 7 Mar 2005
Ross Stewart Estate Agents (no longer appointed)
FRN 186837 · Appointed 10 Jun 1998 · Until 7 Apr 2003
Nicholas Craddock Estate Agents (Hereford) (no longer appointed)
FRN 187741 · Appointed 1 Jun 1998 · Until 12 Aug 2004
Sandy Grant Insurance Services (no longer appointed)
FRN 187118 · Appointed 1 Jun 1998 · Until 24 Sep 2004
Spire Estates (no longer appointed)
FRN 128490 · Appointed 1 Jun 1998 · Until 19 Dec 2003
Mortgage Talk Limited (no longer appointed)
FRN 188099 · Appointed 28 May 1998 · Until 19 Apr 2005
Duchy Estate Agents Ltd (no longer appointed)
FRN 192258 · Appointed 27 May 1998 · Until 6 Aug 2004
Michael Rhodes Romsey (no longer appointed)
FRN 201334 · Appointed 11 May 1998 · Until 25 Mar 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.