Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Assurance Society LtdOne Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031242000
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Complaints Contact
Legal & General Assurance Society LtdFour Central SquareCardiffCF10 1FSUNITED KINGDOM- Phone
- +4408002941120
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional
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Investment Advice (no pensions)
For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Consumer Loans
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Runs Stakeholder Pensions
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Runs Personal Pensions
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Loan Servicing
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Margaret Anne Roberts-Hunt
IRN MAR00051
- (1002)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
- (1003)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
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Margaret Jaffrey Brown
IRN MJB00113
- (920)CF4 Partner (AR) (1 Dec 2001 to 13 Apr 2005)
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Margaret Lesley Thirlwell
IRN MLT00008
- (616)CF4 Partner (AR) (1 Dec 2001 to 21 May 2004)
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Margaret Rose Halls
IRN MRH00044
- (1005)CF1 Director (AR) (1 Dec 2001 to 2 Apr 2003)
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Margaret Sheila Wallace
IRN MSW00036
- (756)CF4 Partner (AR) (1 Dec 2001 to 26 Oct 2004)
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Maria Alvarez-Scott
IRN MXA03323
- (107)[FCA CF] Manager of certification employee (since 4 Jul 2025)
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Marie Agnes Sheren
IRN MAS01289
- (1581)CF22 Investment Adviser (Trainee) (9 May 2005 to 15 Jun 2005)
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Marie Anne Bowers
IRN MAB00134
- (1690)CF22 Investment Adviser (Trainee) (29 Mar 2007 to 29 Oct 2007)
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Marion Rose Ann Smyth
IRN MRS01169
- (2240)CF21 Investment Adviser (7 Apr 2006 to 29 Oct 2007)
- (2239)CF22 Investment Adviser (Trainee) (16 Jun 2005 to 7 Apr 2006)
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Marisa Jane Guest
IRN MXG42801
- (1295)[FCA CF] Functions requiring qualifications (10 Dec 2018 to 7 Sep 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Booth & Co (Property) Ltd (no longer appointed)
FRN 223463 · Appointed 10 Jul 2007 · Until 28 Oct 2007
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APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jun 2007 · Until 28 Oct 2007
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Mortgage Information Ltd (no longer appointed)
FRN 410643 · Appointed 10 May 2007 · Until 28 Oct 2007
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Next Home (Scotland) Limited (no longer appointed)
FRN 415023 · Appointed 27 Mar 2007 · Until 28 Oct 2007
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Thameside Mortgage & Protection Ltd (no longer appointed)
FRN 404442 · Appointed 27 Dec 2006 · Until 28 Oct 2007
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Jigsaw Financial Services Ltd (no longer appointed)
FRN 194018 · Appointed 20 Dec 2006 · Until 28 Oct 2007
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Hunter Campbell Ballyclare (no longer appointed)
FRN 434031 · Appointed 11 Dec 2006 · Until 28 Oct 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (306)[FCA CF] Functions requiring qualifications
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controlled function added: (305)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
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controlled function added: (304)[FCA CF] Material risk taker
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controlled function added: (303)[FCA CF] Significant management
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controlled function added: (302)[FCA CF] Functions requiring qualifications
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controlled function added: (301)[FCA CF] Manager of certification employee
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controlled function added: (300)19. Administrative functions in relation to the operation of stakeholder pension schemes
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controlled function added: (299)[FCA CF] Functions requiring qualifications
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controlled function added: (298)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
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controlled function added: (297)19. Administrative functions in relation to the operation of stakeholder pension schemes