Legal and General Assurance Society Limited

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Margaret Anne Roberts-Hunt
IRN MAR00051
- (1002)CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
- (1003)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
Margaret Jaffrey Brown
IRN MJB00113
- (920)CF4 Partner (AR) (1 Dec 2001 to 13 Apr 2005)
Margaret Lesley Thirlwell
IRN MLT00008
- (616)CF4 Partner (AR) (1 Dec 2001 to 21 May 2004)
Margaret Rose Halls
IRN MRH00044
- (1005)CF1 Director (AR) (1 Dec 2001 to 2 Apr 2003)
Margaret Sheila Wallace
IRN MSW00036
- (756)CF4 Partner (AR) (1 Dec 2001 to 26 Oct 2004)
Maria Alvarez-Scott
IRN MXA03323
- (107)[FCA CF] Manager of certification employee (since 4 Jul 2025)
Marie Agnes Sheren
IRN MAS01289
- (1581)CF22 Investment Adviser (Trainee) (9 May 2005 to 15 Jun 2005)
Marie Anne Bowers
IRN MAB00134
- (1690)CF22 Investment Adviser (Trainee) (29 Mar 2007 to 29 Oct 2007)
Marion Rose Ann Smyth
IRN MRS01169
- (2240)CF21 Investment Adviser (7 Apr 2006 to 29 Oct 2007)
- (2239)CF22 Investment Adviser (Trainee) (16 Jun 2005 to 7 Apr 2006)
Marisa Jane Guest
IRN MXG42801
- (1295)[FCA CF] Functions requiring qualifications (10 Dec 2018 to 7 Sep 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Key Estate Agents (Attleborough) Ltd (no longer appointed)
FRN 222733 · Appointed 10 Feb 2003 · Until 20 Jan 2005
Newton & Derry (Newark) Ltd (no longer appointed)
FRN 222734 · Appointed 10 Feb 2003 · Until 20 Jan 2005
Mortgage Advice Bureau (no longer appointed)
FRN 222624 · Appointed 6 Feb 2003 · Until 11 Mar 2005
Mortgage Advice Bureau (no longer appointed)
FRN 222579 · Appointed 5 Feb 2003 · Until 10 Apr 2003
Molyneux Estates (no longer appointed)
FRN 222580 · Appointed 5 Feb 2003 · Until 16 Apr 2003
Friday Feeling Ltd (no longer appointed)
FRN 222589 · Appointed 5 Feb 2003 · Until 3 Sep 2004
Clarke Cullen Associates (no longer appointed)
FRN 222276 · Appointed 23 Jan 2003 · Until 7 Apr 2003
Ashton Financial Consultants Ltd (no longer appointed)
FRN 221621 · Appointed 2 Jan 2003 · Until 9 Jun 2003
Peter Lewis Associates (Mortgages) Ltd (no longer appointed)
FRN 221565 · Appointed 24 Dec 2002 · Until 14 Apr 2005
MAS Mortgage Advice Services Ltd (no longer appointed)
FRN 221413 · Appointed 23 Dec 2002 · Until 2 Dec 2003

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (326)[FCA CF] Significant management
4 days ago
controlled function added: (325)[FCA CF] Client dealing
4 days ago
controlled function added: (324)[PRA CF] Significant risk taker or Material risk taker
4 days ago
controlled function added: (323)[PRA CF] Managing a material risk taker
4 days ago
controlled function added: (322)[FCA CF] Material risk taker
4 days ago
controlled function added: (321)[PRA CF] Significant risk taker or Material risk taker
4 days ago
controlled function added: (320)[FCA CF] Significant management
4 days ago
controlled function added: (319)[FCA CF] Material risk taker
4 days ago
controlled function added: (318)[FCA CF] Significant management
4 days ago
controlled function added: (317)[FCA CF] Material risk taker

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.