Legal and General Assurance Society Limited

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Derek William Yeates
IRN DWY00003
- (695)CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2002)
Derek Winnard
IRN DXW00107
- (834)CF1 Director (AR) (1 Dec 2001 to 22 Apr 2005)
Derek Yates
IRN DXY00001
- (1237)CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
Derrick Hastie
IRN DXH00274
- (2976)[PRA CF] Significant risk taker or Material risk taker (12 May 2021 to 12 Jul 2021)
Des Thomas Haren
IRN DXH42799
- (1292)[FCA CF] Manager of certification employee (10 Dec 2018 to 17 Apr 2020)
Desmond James Turley
IRN DJT00055
- (917)CF4 Partner (AR) (1 Dec 2001 to 17 Mar 2005)
Desmond Joseph Mulcahy
IRN DJM00025
- (1232)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
Desmond Manton
IRN DXM00176
- (953)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Feb 2002)
Dharmesh Rameshchandra Upadhyaya
IRN DRU00003
- (2764)CF21 Investment Adviser (22 Dec 2004 to 21 Jun 2005)
Dialina Amina Peddie
IRN DAP01094
- (177)CF21 Investment Adviser (3 Jul 2002 to 22 Aug 2003)
- (176)CF22 Investment Adviser (Trainee) (3 Jul 2002 to 3 Jul 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Moneybox Financial Management (no longer appointed)
FRN 195982 · Appointed 23 May 2001 · Until 21 Feb 2005
Lewis Barrel Independent Mortgage Consultants (no longer appointed)
FRN 206265 · Appointed 15 May 2001 · Until 10 Jan 2007
Stonhill Swallow Limited (no longer appointed)
FRN 202003 · Appointed 15 May 2001 · Until 30 Oct 2004
Stonhill Swallow (no longer appointed)
FRN 202004 · Appointed 15 May 2001 · Until 30 Sep 2002
The Mortgage House of Northants (no longer appointed)
FRN 206264 · Appointed 14 May 2001 · Until 19 Nov 2002
Shires Financial Management (no longer appointed)
FRN 206263 · Appointed 14 May 2001 · Until 27 Mar 2002
Mike Geddes Financial Consultants (no longer appointed)
FRN 196048 · Appointed 4 May 2001 · Until 15 Aug 2003
Cornerstone the Midlands Ltd (no longer appointed)
FRN 206266 · Appointed 4 May 2001 · Until 2 Apr 2003
Madisons Thornton Heath Ltd (no longer appointed)
FRN 195677 · Appointed 3 May 2001 · Until 24 Apr 2003
J & M Real Estate Ltd (no longer appointed)
FRN 195655 · Appointed 2 May 2001 · Until 25 Feb 2004

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (3365)CF21 Investment Adviser
4 days ago
controlled function added: (3364)CF1 Director
4 days ago
controlled function added: (3363)[PRA CF] Key function holder
4 days ago
controlled function added: (3362)CF3 Chief Executive
4 days ago
controlled function added: (3361)CF8 Apportionment and Oversight
4 days ago
controlled function added: (3360)SMF1 Chief Executive
4 days ago
controlled function added: (3359)SIMF1 Chief Executive Function
4 days ago
controlled function added: (3358)SIMF9 Chairman
4 days ago
controlled function added: (3357)Responsible for Insurance Distribution
4 days ago
controlled function added: (3356)CF21 Investment Adviser

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.