Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Assurance Society LtdOne Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031242000
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Complaints Contact
Legal & General Assurance Society LtdFour Central SquareCardiffCF10 1FSUNITED KINGDOM- Phone
- +4408002941120
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional
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Investment Advice (no pensions)
For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Consumer Loans
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Runs Stakeholder Pensions
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Runs Personal Pensions
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Loan Servicing
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Anthony James Bagshaw
IRN AJB00125
- (826)CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2004)
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Anthony John Flint Davenport
IRN AJD00074
- (569)CF1 Director (AR) (1 Dec 2001 to 23 Jan 2007)
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Anthony John Hillier
IRN AJH00112
- (447)CF1 Director (AR) (1 Dec 2001 to 4 Mar 2002)
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Anthony John Liddell
IRN AJL00046
- (2906)CF1 Director (AR) (29 Jul 2002 to 29 Jul 2002)
- (2907)CF1 Director (1 Dec 2001 to 2 Dec 2001)
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Anthony John Parker
IRN AJP01314
- (1433)CF22 Investment Adviser (Trainee) (16 Mar 2007 to 29 Oct 2007)
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Anthony John Slocombe
IRN AJS00226
- (3205)CF24 Pension Transfer Specialist (28 Feb 2003 to 28 Jul 2004)
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Anthony John Summerfield
IRN AJS00085
- (3313)CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2002)
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Anthony Joseph Jeacock
IRN TJJ01032
- (1384)CF22 Investment Adviser (Trainee) (2 Apr 2007 to 29 Oct 2007)
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Anthony Leslie Tetchner
IRN ALT00005
- (1518)CF21 Investment Adviser (27 Nov 2006 to 29 Oct 2007)
- (1517)CF22 Investment Adviser (Trainee) (25 Jan 2006 to 27 Nov 2006)
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Anthony Melvin
IRN AXM00250
- (458)CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Harrison Ingram Estate Agents (no longer appointed)
FRN 184016 · Appointed 2 Jan 1997 · Until 14 Dec 2001
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Mortgage Advisory Services (no longer appointed)
FRN 182579 · Appointed 30 Dec 1996 · Until 16 Jan 2007
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The Property Shop Swindon Independent Estate Agents (no longer appointed)
FRN 200998 · Appointed 16 Dec 1996 · Until 9 Jan 2002
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Webbers Property Services (Exmoor) Ltd (no longer appointed)
FRN 201109 · Appointed 5 Dec 1996 · Until 2 Oct 2002
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Thomas Merrifield Oxford Limited (no longer appointed)
FRN 187228 · Appointed 4 Dec 1996 · Until 7 Apr 2003
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Thomas Merrifield (Bicester) Limited (no longer appointed)
FRN 187857 · Appointed 4 Dec 1996 · Until 7 Apr 2003
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Quentin Marks Estate Agents (no longer appointed)
FRN 184210 · Appointed 1 Dec 1996 · Until 6 Feb 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3405)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (3404)CF1 Director (AR)
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controlled function added: (3403)CF4 Partner (AR)
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controlled function added: (3402)CF7 Sole Trader (AR)
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controlled function added: (3401)CF21 Investment Adviser
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controlled function added: (3400)CF7 Sole Trader (AR)
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controlled function added: (3399)CF22 Investment Adviser (Trainee)
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controlled function added: (3398)CF10 Compliance Oversight
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controlled function added: (3397)SMF7 Group Entity Senior Manager
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controlled function added: (3396)SMF16 Compliance Oversight