Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Assurance Society LtdOne Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031242000
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Complaints Contact
Legal & General Assurance Society LtdFour Central SquareCardiffCF10 1FSUNITED KINGDOM- Phone
- +4408002941120
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional
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Investment Advice (no pensions)
For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Consumer Loans
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Runs Stakeholder Pensions
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Runs Personal Pensions
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Loan Servicing
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Forrest Berry
IRN JFB00022
- (514)CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)
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John Forsyth Easton
IRN JFE00005
- (470)CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
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John Foxall
IRN JXF00087
- (1636)CF1 Director (AR) (7 Jun 2005 to 29 Oct 2007)
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John Frederick Floyd
IRN JFF00007
- (910)CF22 Investment Adviser (Trainee) (25 Jan 2006 to 29 Oct 2007)
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John Frederick Pygott
IRN JFP00012
- (320)CF4 Partner (AR) (1 Dec 2001 to 22 Jul 2002)
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John Frederick Waterhouse
IRN JFW00012
- (859)CF4 Partner (AR) (1 Dec 2001 to 4 Nov 2003)
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John Frederick Winn
IRN JFW00016
- (555)CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2004)
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John Gallacher
IRN JXG00099
- (960)CF21 Investment Adviser (1 Dec 2001 to 27 Oct 2004)
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John Gerard McKenna
IRN JGM01090
- (52)CF22 Investment Adviser (Trainee) (22 Jun 2005 to 25 Nov 2005)
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John Gerard O'Neill
IRN JGO00010
- (1810)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Mortgage & Financial Planning Consultants Ltd (no longer appointed)
FRN 179544 · Appointed 1 Dec 2001 · Until 12 Sep 2002
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Liahona Financial Services (no longer appointed)
FRN 195785 · Appointed 1 Dec 2001 · Until 3 Dec 2002
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Michael Anthony Financial Services Ltd (no longer appointed)
FRN 201856 · Appointed 1 Dec 2001 · Until 25 Mar 2003
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Broughton Astley Insurance Service (no longer appointed)
FRN 141613 · Appointed 1 Dec 2001 · Until 3 Mar 2003
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Ashley Milton Financial Services Limited (no longer appointed)
FRN 157171 · Appointed 1 Dec 2001 · Until 2 Apr 2003
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Louis Taylor Residential Ltd (no longer appointed)
FRN 189409 · Appointed 1 Dec 2001 · Until 20 Mar 2002
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Churston Finance UK Limited (no longer appointed)
FRN 158103 · Appointed 1 Dec 2001 · Until 19 Feb 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (3435)CF1 Director (AR)
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controlled function added: (3434)CF1 Director
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controlled function added: (3433)CF29 Significant management
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controlled function added: (3432)CF4 Partner (AR)
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controlled function added: (3431)SMF7 Group Entity Senior Manager
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controlled function added: (3430)SIMF7 Group Entity Senior Insurance Manager Function
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controlled function added: (3429)CF12A With-Profits Actuary
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controlled function added: (3428)SMF20a With-Profits Actuary
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controlled function added: (3427)SIMF21 With-Profits Actuary
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controlled function added: (3426)CF1 Director (AR)