Legal and General Assurance Society Limited

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Anthony Orazio Raffermati
IRN AOR00002
- (857)CF1 Director (AR) (1 Dec 2001 to 22 Apr 2005)
Anthony Richard Walker
IRN ARW00048
- (1372)CF22 Investment Adviser (Trainee) (8 Apr 2005 to 29 Oct 2007)
Anthony Roy Mott
IRN ARM00048
- (2177)CF1 Director (AR) (5 Jan 2004 to 8 Feb 2005)
Antoinette Mariana Taylor
IRN AMT00030
- (256)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Anton Eser
IRN ANE01009
- (1411)[FCA CF] Manager of certification employee (10 Dec 2018 to 1 Sep 2019)
Antonagis Antoniou
IRN TAA00008
- (1562)CF1 Director (AR) (24 Apr 2003 to 6 Oct 2004)
- (1560)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
- (1561)CF4 Partner (AR) (1 Dec 2001 to 24 Apr 2003)
Antonio Pedro Dos Santos Simoes
IRN APD01144
- (372)SMF7 Group Entity Senior Manager (since 1 Jan 2024)
- (3336)SMF1 Chief Executive (1 Jan 2024 to 1 Jan 2024)
- (3335)Responsible for Insurance Distribution (1 Jan 2024 to 1 Jan 2024)
Antony John Smith
IRN AJS00127
- (529)CF4 Partner (AR) (1 Dec 2001 to 27 May 2004)
Antony Michael Palmieri
IRN AMP00036
- (1742)CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2002)
Antony Paul Papadopoulos
IRN APP00024
- (327)CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Qashe Limited (no longer appointed)
FRN 164279 · Appointed 19 Mar 1992 · Until 1 Dec 2001
1st Choice Financial Appointments (no longer appointed)
FRN 165046 · Appointed 8 Mar 1992 · Until 1 Dec 2001
Howard Financial Services (no longer appointed)
FRN 157483 · Appointed 1 Mar 1992 · Until 1 Dec 2001
West Coast Insurance Services (no longer appointed)
FRN 161416 · Appointed 29 Feb 1992 · Until 5 Feb 2003
B&P Croft (no longer appointed)
FRN 160615 · Appointed 19 Feb 1992 · Until 28 Jan 2002
Taylor Robinson (no longer appointed)
FRN 164390 · Appointed 18 Feb 1992 · Until 1 Dec 2001
McGillycuddy McKenzie (no longer appointed)
FRN 175768 · Appointed 10 Feb 1992 · Until 1 Dec 2001
Coversure Insurance Services (no longer appointed)
FRN 176218 · Appointed 1 Feb 1992 · Until 1 Dec 2001
Davies & Partners (no longer appointed)
FRN 180637 · Appointed 1 Feb 1992 · Until 11 Sep 2003
Castles' (no longer appointed)
FRN 186475 · Appointed 1 Feb 1992 · Until 8 Apr 2002

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (86)[FCA CF] Significant management
4 days ago
controlled function added: (85)[FCA CF] Material risk taker
4 days ago
controlled function added: (84)[PRA CF] Key function holder
4 days ago
controlled function added: (83)Director of firm who is not a certification employee or a SMF manager
4 days ago
controlled function added: (82)[FCA CF] Manager of certification employee
4 days ago
controlled function added: (81)[FCA CF] Manager of certification employee
4 days ago
controlled function added: (80)[FCA CF] Client dealing
4 days ago
controlled function added: (79)[FCA CF] Significant management
4 days ago
controlled function added: (78)[FCA CF] Material risk taker
4 days ago
controlled function added: (77)[PRA CF] Key function holder

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.