Legal and General Assurance Society Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Legal & General Assurance Society LtdOne Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031242000
-
Complaints Contact
Legal & General Assurance Society LtdFour Central SquareCentral SquareCardiffCF10 1FSUNITED KINGDOM- Phone
- +4408002941120
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
-
P2P Lending Advice
For Commercial, Professional
-
Investment Advice (no pensions)
For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
-
Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Issues Insurance
For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
-
Consumer Loans
-
Runs Stakeholder Pensions
-
Runs Personal Pensions
-
Loan Servicing
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Jenny Lorraine Atkinson
IRN JXA42714
- (72)[FCA CF] Significant management (since 23 Mar 2026)
- (71)[FCA CF] Manager of certification employee (since 10 Dec 2018)
-
Jeremy Graham Webb
IRN JGW00026
- (3312)CF1 Director (AR) (25 Aug 2004 to 29 Oct 2007)
- (3311)CF4 Partner (AR) (1 Dec 2001 to 25 Aug 2004)
-
Jeremy Mark May
IRN JMM00015
- (3177)CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2002)
-
Jeremy Nigel Derek Mead
IRN JNM00010
- (221)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Jan 2002)
-
Jeremy Nigel Hallett
IRN JNH00010
- (2676)CF22 Investment Adviser (Trainee) (1 Apr 2005 to 11 Feb 2006)
-
Jeremy Russell Collins
IRN JRC01155
- (122)CF1 Director (AR) (29 Apr 2002 to 14 Jan 2005)
-
Jerry Simon James Williams
IRN JSW00029
- (2323)CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
-
Jesal Mistry
IRN JXM02678
- (2113)[FCA CF] Manager of certification employee (13 May 2024 to 19 Aug 2025)
- (2114)[FCA CF] Significant management (12 Feb 2024 to 13 Feb 2024)
- (2112)[FCA CF] Client dealing (9 Dec 2019 to 14 Dec 2021)
-
Jill Ethel Margaret Magee
IRN JEM00032
- (1083)CF1 Director (AR) (2 Nov 2004 to 29 Oct 2007)
- (1082)CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2001)
-
Joanne Bradley
IRN JXB00099
- (42)[FCA CF] Manager of certification employee (since 17 Sep 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
The Mortgage Finance Store Limited (no longer appointed)
FRN 223751 · Appointed 2 Oct 2006 · Until 28 Oct 2007
-
Key Estate Agents ( Nuneaton ) Ltd (no longer appointed)
FRN 456984 · Appointed 14 Sep 2006 · Until 28 Oct 2007
-
Burchell Edwards Financial Services Ltd (no longer appointed)
FRN 454022 · Appointed 13 Sep 2006 · Until 28 Oct 2007
-
APH Financial Management Services Ltd (no longer appointed)
FRN 160631 · Appointed 11 Jul 2006 · Until 10 Jan 2007
-
Carrington Carr Home Finance Ltd (no longer appointed)
FRN 407654 · Appointed 4 Jul 2006 · Until 28 Oct 2007
-
McAfee Properties & Mortgages (no longer appointed)
FRN 175795 · Appointed 7 Jun 2006 · Until 28 Oct 2007
-
Home & Lands Banbridge Ltd (no longer appointed)
FRN 451707 · Appointed 23 May 2006 · Until 28 Oct 2007
-
The Will Writing Company (no longer appointed)
FRN 442244 · Appointed 17 May 2006 · Until 31 Jul 2006
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (356)[PRA CF] Significant risk taker or Material risk taker
-
controlled function added: (355)[PRA CF] Key function holder
-
controlled function added: (354)SMF6 Head of Key Business Areas
-
controlled function added: (353)[FCA CF] Significant management
-
controlled function added: (352)[FCA CF] Manager of certification employee
-
controlled function added: (351)[FCA CF] Material risk taker
-
controlled function added: (350)[PRA CF] Key function holder
-
controlled function added: (349)SMF4 Chief Risk
-
controlled function added: (348)[PRA CF] Significant risk taker or Material risk taker
-
controlled function added: (347)[PRA CF] Key function holder