Legal and General Assurance Society Limited

Watch for changes

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
Stockbroking

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew Elias
IRN AME00001
- (3004)CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2002)
Andrew Falkland Smith
IRN AFS00004
- (2634)CF21 Investment Adviser (17 Dec 2001 to 17 Dec 2001)
- (2635)CF1 Director (AR) (1 Dec 2001 to 4 May 2004)
Andrew Graham Benson
IRN AGB00033
- (2222)CF21 Investment Adviser (1 Dec 2001 to 23 Oct 2002)
Andrew Graham Selby
IRN AGS00022
- (622)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
Andrew Grievison Bell
IRN AGB00017
- (2705)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Andrew Harold Corkill
IRN AHC00005
- (1129)CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
Andrew Hughes
IRN AXH00166
- (766)CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2003)
Andrew James Butler
IRN AJB01480
- (1630)CF1 Director (AR) (26 Jan 2007 to 29 Oct 2007)
Andrew James Morris
IRN AJM01427
- (2807)CF21 Investment Adviser (17 Apr 2007 to 29 Oct 2007)
- (2806)CF22 Investment Adviser (Trainee) (8 Feb 2006 to 17 Apr 2007)
Andrew John Barham
IRN AJB00119
- (1547)CF21 Investment Adviser (1 Dec 2001 to 7 May 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Independent Property Services (no longer appointed)
FRN 200932 · Appointed 1 Mar 1994 · Until 19 Dec 2001
Suffolk Ipswich (no longer appointed)
FRN 175365 · Appointed 1 Mar 1994 · Until 1 Dec 2001
Sutherland Financial Services (no longer appointed)
FRN 194320 · Appointed 25 Feb 1994 · Until 22 Jan 2003
Adam Kennedy Francisee Mrs C Abunyan (no longer appointed)
FRN 175145 · Appointed 24 Feb 1994 · Until 24 Mar 2004
Stewart Edward Estates (no longer appointed)
FRN 175203 · Appointed 12 Feb 1994 · Until 1 Dec 2001
Malcolm O'Donovan (no longer appointed)
FRN 175692 · Appointed 8 Feb 1994 · Until 1 Dec 2001
John Hogg (no longer appointed)
FRN 175685 · Appointed 1 Feb 1994 · Until 1 Sep 2002
Bell and Company (no longer appointed)
FRN 185851 · Appointed 1 Feb 1994 · Until 1 Dec 2001
Peter William James Birch (no longer appointed)
FRN 175677 · Appointed 1 Feb 1994 · Until 28 Oct 2007
Homeland (no longer appointed)
FRN 180696 · Appointed 1 Feb 1994 · Until 1 Dec 2001

Recent activity

Updates to this firm's record on the FCA register.

15 hours ago
controlled function added: (356)[PRA CF] Significant risk taker or Material risk taker
15 hours ago
controlled function added: (355)[PRA CF] Key function holder
15 hours ago
controlled function added: (354)SMF6 Head of Key Business Areas
15 hours ago
controlled function added: (353)[FCA CF] Significant management
15 hours ago
controlled function added: (352)[FCA CF] Manager of certification employee
15 hours ago
controlled function added: (351)[FCA CF] Material risk taker
15 hours ago
controlled function added: (350)[PRA CF] Key function holder
15 hours ago
controlled function added: (349)SMF4 Chief Risk
15 hours ago
controlled function added: (348)[PRA CF] Significant risk taker or Material risk taker
15 hours ago
controlled function added: (347)[PRA CF] Key function holder

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.