Legal and General Assurance Society Limited

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Jacqueline Ellen Peace
IRN JEP00007
- (1205)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
Jacqueline Hazel Gooderson
IRN JHG00012
- (511)CF7 Sole Trader (AR) (1 Dec 2001 to 4 Jun 2003)
Jacqueline Shirley Howard
IRN JSH00022
- (1228)CF1 Director (AR) (7 Aug 2003 to 16 Mar 2005)
- (1227)CF4 Partner (AR) (1 Dec 2001 to 7 Aug 2003)
Jacqueline Susan Duncan
IRN JSD01071
- (1748)CF21 Investment Adviser (27 Feb 2007 to 29 Oct 2007)
- (1747)CF22 Investment Adviser (Trainee) (23 Nov 2005 to 27 Feb 2007)
James Alan Short
IRN JAS00078
- (696)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
James Alexander Wilson Smith
IRN JAS00066
- (784)CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2003)
James Anthony White
IRN JAW00065
- (747)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
James Antony Haydon
IRN JAH00085
- (2694)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
- (2693)CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2002)
James Bagshaw
IRN JXB01788
- (1822)CF30 Customer (1 Nov 2007 to 31 Dec 2014)
- (1823)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
James Bingham Wilson
IRN JBW00015
- (666)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Browns Property Services (no longer appointed)
FRN 192980 · Appointed 30 Aug 2000 · Until 25 Mar 2003
NMB Protocoll Ltd (no longer appointed)
FRN 192987 · Appointed 25 Aug 2000 · Until 1 Dec 2001
Lomax Homes Ltd (no longer appointed)
FRN 192983 · Appointed 25 Aug 2000 · Until 20 Mar 2002
C. Patadia & Co (no longer appointed)
FRN 193548 · Appointed 23 Aug 2000 · Until 1 Dec 2001
Whitehall Wills Ltd (no longer appointed)
FRN 193606 · Appointed 23 Aug 2000 · Until 29 Apr 2003
Mortgage Checker Ltd (no longer appointed)
FRN 192985 · Appointed 23 Aug 2000 · Until 19 Apr 2002
Melissa Berry Estate Agents & Valuers (no longer appointed)
FRN 193552 · Appointed 22 Aug 2000 · Until 24 Jul 2002
Look Mortgages (no longer appointed)
FRN 192984 · Appointed 22 Aug 2000 · Until 26 Nov 2005
House Lets (no longer appointed)
FRN 193549 · Appointed 22 Aug 2000 · Until 7 Mar 2003
Mortgages & Remortgages Ltd (no longer appointed)
FRN 201806 · Appointed 16 Aug 2000 · Until 3 Dec 2002

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (116)[PRA CF] Significant risk taker or Material risk taker
4 days ago
controlled function added: (115)[FCA CF] Significant management
4 days ago
controlled function added: (114)[FCA CF] Significant management
4 days ago
controlled function added: (113)[FCA CF] Material risk taker
4 days ago
controlled function added: (112)[PRA CF] Significant risk taker or Material risk taker
4 days ago
controlled function added: (111)[FCA CF] Functions requiring qualifications
4 days ago
controlled function added: (110)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
4 days ago
controlled function added: (109)[FCA CF] Functions requiring qualifications
4 days ago
controlled function added: (108)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
4 days ago
controlled function added: (107)[FCA CF] Manager of certification employee

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.