Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Legal & General Assurance Society LtdOne Coleman StreetLondonCity Of LondonEC2R 5AAUNITED KINGDOM- Phone
- +4402031242000
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Complaints Contact
Legal & General Assurance Society LtdFour Central SquareCardiffCF10 1FSUNITED KINGDOM- Phone
- +4408002941120
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Professional
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Investment Advice (no pensions)
For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
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Consumer Loans
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Runs Stakeholder Pensions
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Runs Personal Pensions
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Loan Servicing
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Bride
IRN DXB01709
- (2781)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
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David Charles Anthony Busby
IRN DCB00030
- (3167)CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2001)
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David Charles Morris
IRN DCM00034
- (472)CF1 Director (AR) (1 Dec 2001 to 13 Dec 2002)
- (471)CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2002)
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David Charles White
IRN DCW00020
- (434)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
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David Christopher Grundy
IRN DCG00030
- (378)CF4 Partner (AR) (1 Dec 2001 to 6 Mar 2003)
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David Christopher Livesey
IRN DCL01026
- (1964)CF2 Non Executive Director (AR) (22 May 2006 to 19 Mar 2007)
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David Clive Walker
IRN DCW00021
- (568)CF1 Director (AR) (1 Dec 2001 to 31 Jan 2007)
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David Compton Carey
IRN DCC00006
- (1180)CF21 Investment Adviser (1 Dec 2001 to 13 Jul 2006)
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David Dawson
IRN DXD00017
- (1191)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Jun 2002)
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David Dean Lennox
IRN DDL00001
- (1197)CF21 Investment Adviser (24 Mar 2006 to 29 Oct 2007)
- (1196)CF22 Investment Adviser (Trainee) (13 Jan 2005 to 24 Mar 2006)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Mortgage Solutions and Solutions II (no longer appointed)
FRN 175922 · Appointed 1 Aug 1994 · Until 5 Feb 2007
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Chappell Associates Limited (no longer appointed)
FRN 175437 · Appointed 15 Jul 1994 · Until 1 Dec 2001
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Royston & Lund Estate Agents (no longer appointed)
FRN 183103 · Appointed 14 Jul 1994 · Until 30 Oct 2004
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Paul Davey & Co (Nottingham) Limited (no longer appointed)
FRN 178077 · Appointed 17 Jun 1994 · Until 1 May 2003
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JW Wood (Estate Agents) Ltd (no longer appointed)
FRN 175986 · Appointed 8 Jun 1994 · Until 20 Jan 2005
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Kirkham Hulse Financial Consultants (no longer appointed)
FRN 175960 · Appointed 1 Jun 1994 · Until 9 Jan 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (216)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
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controlled function added: (215)19. Administrative functions in relation to the operation of stakeholder pension schemes
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controlled function added: (214)[FCA CF] Functions requiring qualifications
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controlled function added: (213)17. Administrative functions in relation to managing investments
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controlled function added: (212)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
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controlled function added: (211)19. Administrative functions in relation to the operation of stakeholder pension schemes
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controlled function added: (210)[FCA CF] Functions requiring qualifications
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controlled function added: (209)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
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controlled function added: (208)[FCA CF] Functions requiring qualifications
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controlled function added: (207)17. Administrative functions in relation to managing investments