Legal and General Assurance Society Limited

Watch for changes

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
Stockbroking

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Jacqueline Ellen Peace
IRN JEP00007
- (1205)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
Jacqueline Hazel Gooderson
IRN JHG00012
- (511)CF7 Sole Trader (AR) (1 Dec 2001 to 4 Jun 2003)
Jacqueline Shirley Howard
IRN JSH00022
- (1228)CF1 Director (AR) (7 Aug 2003 to 16 Mar 2005)
- (1227)CF4 Partner (AR) (1 Dec 2001 to 7 Aug 2003)
Jacqueline Susan Duncan
IRN JSD01071
- (1748)CF21 Investment Adviser (27 Feb 2007 to 29 Oct 2007)
- (1747)CF22 Investment Adviser (Trainee) (23 Nov 2005 to 27 Feb 2007)
James Alan Short
IRN JAS00078
- (696)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Jun 2004)
James Alexander Wilson Smith
IRN JAS00066
- (784)CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2003)
James Anthony White
IRN JAW00065
- (747)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
James Antony Haydon
IRN JAH00085
- (2693)CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2002)
- (2694)CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
James Bagshaw
IRN JXB01788
- (1822)CF30 Customer (1 Nov 2007 to 31 Dec 2014)
- (1823)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
James Bingham Wilson
IRN JBW00015
- (666)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Grant W Pickin & Co (no longer appointed)
FRN 200806 · Appointed 3 Apr 2003 · Until 26 Apr 2006
Gerry O'Neill & Co (no longer appointed)
FRN 157209 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Geoff Dodd Associates (no longer appointed)
FRN 186685 · Appointed 3 Apr 2003 · Until 6 Aug 2004
Mark Beaumont Ltd (no longer appointed)
FRN 201986 · Appointed 3 Apr 2003 · Until 12 Aug 2004
Healy Simpson & Co (no longer appointed)
FRN 224030 · Appointed 2 Apr 2003 · Until 20 Jan 2005
White & Sons (no longer appointed)
FRN 181827 · Appointed 31 Mar 2003 · Until 31 Mar 2003
Fitzgerald Financial Consultancy (no longer appointed)
FRN 194767 · Appointed 31 Mar 2003 · Until 14 Jun 2004
Paul Ripley (no longer appointed)
FRN 192330 · Appointed 31 Mar 2003 · Until 1 Sep 2004
Premiere Financial Consultancy (no longer appointed)
FRN 214192 · Appointed 11 Mar 2003 · Until 16 Feb 2007
The Mortgage Advice Shop (South Shields) (no longer appointed)
FRN 214213 · Appointed 11 Mar 2003 · Until 17 Jan 2007

Recent activity

Updates to this firm's record on the FCA register.

14 hours ago
controlled function added: (266)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
14 hours ago
controlled function added: (265)19. Administrative functions in relation to the operation of stakeholder pension schemes
14 hours ago
controlled function added: (264)[FCA CF] Functions requiring qualifications
14 hours ago
controlled function added: (263)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
14 hours ago
controlled function added: (262)[FCA CF] Functions requiring qualifications
14 hours ago
controlled function added: (261)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
14 hours ago
controlled function added: (260)[FCA CF] Functions requiring qualifications
14 hours ago
controlled function added: (259)[FCA CF] Manager of certification employee
14 hours ago
controlled function added: (258)17. Administrative functions in relation to managing investments
14 hours ago
controlled function added: (257)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.