Date authorised
14 April 2025
Companies House
16115002
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    78 Duke Street
    London
    Westminster
    W1K 6JG
    UNITED KINGDOM
    Phone
    +442033496968
  • Complaints Contact

    78 Duke Street
    London
    Westminster
    W1K 6JG
    UNITED KINGDOM
    Phone
    +442033496968

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Crossland

    IRN BXC00454

    • SMF16 Compliance Oversight (since 5 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Nov 2025)
  • Eric Stewart

    IRN EXS00142

    • SMF1 Chief Executive (since 5 Nov 2025)
    • SMF3 Executive Director (since 5 Nov 2025)
  • Jana Eichhorn

    IRN JXE00159

    • [FCA CF] Client dealing (since 20 Nov 2025)
  • Neil Thomas

    IRN NXT00250

    • [FCA CF] Client dealing (since 24 Nov 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.