Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    50 St Edward Street
    Leek
    Staffordshire
    ST13 5DL
    UNITED KINGDOM
    Phone
    +441538384151
  • Complaints Contact

    50 St Edward Street
    Leek
    Staffordshire
    ST13 5DL
    UNITED KINGDOM
    Phone
    +441538384151

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil McFadden

    IRN NXM01171

    • CF1 Director (1 Dec 2001 to 30 Jun 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Jun 2005)
    • CF3 Chief Executive (1 Dec 2001 to 30 Jun 2005)
  • Nicola Louise Ledward

    IRN NXL66668

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2017)
  • Nikolaos Gavaletakis

    IRN NXG00314

    • [PRA CF] Significant risk taker or Material risk taker (2 Sep 2024 to 30 Jan 2026)
  • Pak Chan

    IRN PXC00301

    • [FCA CF] Material risk taker (since 17 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Mar 2025)
  • Paul Andrew Rutherford Taylor

    IRN PXT47345

    • [PRA CF] Significant risk taker or Material risk taker (since 31 Jan 2024)
    • [FCA CF] Material risk taker (1 Aug 2022 to 31 Jan 2024)
  • Paul Antony Wilson

    IRN PAW01226

    • SMF2 Chief Finance (7 Mar 2016 to 31 Dec 2017)
    • CF28 Systems and controls (13 Jan 2014 to 6 Mar 2016)
    • CF1 Director (13 Jan 2014 to 6 Mar 2016)
  • Paul Fergusson

    IRN PXF00182

    • [FCA CF] Material risk taker (6 Jun 2022 to 30 Jan 2026)
  • Paul Marriott

    IRN PXM01444

    • CF2 Non Executive Director (1 Dec 2001 to 24 Apr 2013)
  • Peter William Kerns

    IRN PWK01027

    • SMF9 Chair of the Governing Body (7 Mar 2016 to 27 Apr 2016)
    • CF2 Non Executive Director (21 Dec 2009 to 6 Mar 2016)
  • Philip Allen Stanyer

    IRN PAS01306

    • CF2 Non Executive Director (19 Dec 2008 to 3 Feb 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.