Lee C Dowdall Wealth Management Ltd

FRN: 416277
Companies House: 07320232
Last scraped: 7 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Embankment House

Electric Avenue

Nottingham

Nottinghamshire

NG2 1AS

UNITED KINGDOM

Phone

+4401159242899

Web

https://www.leedowdall.com

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David Hamilton Kirby-Welch
IRN DHK00001
- (1)Employed By (23 Nov 2005 to 31 May 2006)
Kevin Graham
IRN KXG00024
- (2)Employed By (17 Aug 2016 to 10 Jul 2017)
Lee Christian Dowdall
IRN LCD00009
- (2)Employed By (since 8 Dec 2004)
Michelle Dowdall
IRN MXD02053
- (1)Employed By (since 20 Mar 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.