Date authorised
1 April 2013
Companies House
01397939
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    165 Bath Road
    Slough
    Berkshire
    SL1 4AA
    UNITED KINGDOM
    Phone
    +4401753252700
  • Complaints Contact

    165 Bath Road
    Slough
    Berkshire
    SL1 4AA
    UNITED KINGDOM
    Phone
    +4403447550000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Consumer Hire

  • Consumer Loans

  • Consumer Hire Servicing

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Kanti Patel

    IRN SXP00248

    • [FCA CF] Significant management (since 12 Nov 2025)
  • Stacey Georgina Curran

    IRN SXC01027

    • [FCA CF] Significant management (1 May 2023 to 1 Mar 2024)
  • Stephen John Moss

    IRN SXM00632

    • SMF3 Executive Director (10 Mar 2023 to 1 Aug 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2023)
  • Stephen Jones

    IRN SXJ00181

    • [FCA CF] Significant management (23 Nov 2023 to 31 Mar 2026)
    • [FCA CF] Manager of certification employee (23 Nov 2023 to 31 Mar 2026)
    • SMF3 Executive Director (17 Mar 2023 to 4 Dec 2023)
  • Suzanne Alexandra Helen Phillips

    IRN SXP00807

    • [FCA CF] Significant management (since 1 May 2023)
  • Timothy James Laver

    IRN TJL01111

    • SMF1 Chief Executive (since 24 Dec 2024)
    • SMF3 Executive Director (since 22 Nov 2023)
    • Responsible for Insurance Distribution (24 Dec 2024 to 16 Jun 2025)
  • Topiltzin Hernandez Rios

    IRN TXH00365

    • [FCA CF] Significant management (1 May 2023 to 1 Apr 2024)
  • Tracy Anne Marion Thompson

    IRN TXT00200

    • [FCA CF] Significant management (1 May 2023 to 1 Apr 2024)
  • Wendy Claire James

    IRN WXJ00044

    • [FCA CF] Significant management (1 May 2023 to 1 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.