Date authorised
1 April 2013
Companies House
01397939
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    165 Bath Road
    Slough
    Berkshire
    SL1 4AA
    UNITED KINGDOM
    Phone
    +4401753252700
  • Complaints Contact

    165 Bath Road
    Slough
    Berkshire
    SL1 4AA
    UNITED KINGDOM
    Phone
    +4403447550000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Consumer Hire

  • Consumer Loans

  • Consumer Hire Servicing

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Mullen

    IRN IXM01288

    • SMF3 Executive Director (9 Dec 2019 to 19 Sep 2020)
    • CF1 Director (13 May 2019 to 8 Dec 2019)
  • James Fletcher

    IRN JXF00733

    • [FCA CF] Significant management (since 24 Oct 2025)
  • James Stuart Hargreaves

    IRN JXH03378

    • [FCA CF] Significant management (since 2 Mar 2026)
  • Janine Ashley Lemon

    IRN JXL00685

    • [FCA CF] Significant management (since 1 May 2023)
  • Jessica Ann Chapman

    IRN JXC01193

    • [FCA CF] Significant management (1 May 2023 to 1 Mar 2024)
  • Joanne Dawn Monk

    IRN JDM01278

    • SMF3 Executive Director (since 28 May 2025)
    • [FCA CF] Manager of certification employee (2 Jan 2025 to 6 Nov 2025)
    • [FCA CF] Significant management (23 Nov 2023 to 6 Nov 2025)
  • Joanne Ridland

    IRN JXR00724

    • [FCA CF] Significant management (1 May 2023 to 1 May 2024)
  • John David Boon

    IRN JDB01192

    • CF1 Director (14 Jan 2005 to 30 May 2008)
    • CF1 Director (AR) (14 Jan 2005 to 30 May 2008)
  • Karen McGhee

    IRN KXM00189

    • [FCA CF] Significant management (since 6 Nov 2025)
  • Karen Savva

    IRN KXB17382

    • SMF3 Executive Director (17 Mar 2023 to 15 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Jul 2020 to 15 Nov 2023)
    • CF28 Systems and controls (13 Aug 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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