Date authorised
1 April 2013
Companies House
03715122
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 2
    Ellismuir House
    Ellismuir Way
    Tannochside Park
    Uddingston
    Glasgow
    G71 5PW
    UNITED KINGDOM
    Phone
    +4401698652150
  • Complaints Contact

    Suite 2
    Ellismuir House
    Ellismuir Way
    Tannochside Park
    Uddingston
    Glasgow
    G71 5PW
    UNITED KINGDOM
    Phone
    +4401698652150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Gillam Richards Lickiss

    IRN AGL01042

    • CF1 Director (AR) (31 Mar 2005 to 19 May 2008)
  • Christopher John Knight

    IRN CJK01068

    • Responsible for Insurance Mediation (8 Nov 2006 to 11 Jul 2012)
    • CF8 Apportionment and Oversight (8 Nov 2006 to 31 Mar 2009)
  • David Tonner

    IRN DXT01304

    • CF1 Director (AR) (22 Apr 2005 to 8 Nov 2007)
  • Edward Coote Green

    IRN ECG01015

    • CF4 Partner (AR) (31 Mar 2005 to 12 Nov 2007)
  • Mairi MacKenzie Scott

    IRN MMS01055

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Mark Brooker

    IRN MXB00129

    • CF1 Director (AR) (4 May 2005 to 26 Oct 2007)
  • Mark Knight

    IRN MXK01525

    • CF4 Partner (AR) (20 Apr 2005 to 13 Nov 2007)
  • Michael Robert Arthur Jolly

    IRN MRJ01066

    • CF7 Sole Trader (AR) (11 Mar 2005 to 31 Jan 2007)
  • Nigel Charles Lockwood

    IRN NCL01020

    • CF4 Partner (AR) (31 Mar 2005 to 7 Apr 2008)
  • Paul Kwame Buamah

    IRN PXB01772

    • CF1 Director (AR) (31 Mar 2005 to 19 May 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.