Date authorised
13 January 2016
Companies House
09561498
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 King William Street
    London
    City Of London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402077696751
  • Complaints Contact

    1 King William Street
    London
    City Of London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402077696751

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Nelson

    IRN JXN16258

    • SMF3 Executive Director (9 Dec 2019 to 11 Sep 2020)
    • CF1 Director (2 Sep 2019 to 8 Dec 2019)
  • John Paul Vincent Goodricke

    IRN JPG01163

    • CF1 Director (19 Feb 2016 to 8 Sep 2017)
  • Oliver Christopher Leonard Lister

    IRN OCL01004

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (13 Jan 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Jan 2016 to 30 Sep 2018)
  • maciej borys bud-gusaim

    IRN MBB01078

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Jan 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.