LEA Financial Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew Simon Paul Whitfield
IRN ASW01109
- SMF3 Executive Director (since 9 Dec 2019)
- [PRA CF] Key function holder (since 9 Dec 2019)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF1 Director (4 Jun 2008 to 8 Dec 2019)
Ellen Ann Whifield
IRN EAW01047
- SMF3 Executive Director (9 Dec 2019 to 31 Aug 2021)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Aug 2021)
- CF1 Director (4 Jun 2008 to 8 Dec 2019)
Leslie William Peter Whitfield
IRN LWW01006
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF11 Money Laundering Reporting (10 Dec 2015 to 8 Dec 2019)
- CF8 Apportionment and Oversight (4 Jun 2008 to 31 Mar 2009)
- Responsible for Insurance Mediation (4 Jun 2008 to 30 Sep 2018)
- CF3 Chief Executive (4 Jun 2008 to 8 Dec 2019)
- CF1 Director (4 Jun 2008 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.