LBV Asset Management LLP

• Principal Place of Business

  124 City Road

  London

  Islington

  EC1V 2NX

  UNITED KINGDOM

  Phone

  +4402037011300

  Web

  https://www.lbvam.com

• Complaints Contact

  124 City Road

  London

  Islington

  EC1V 2NX

  UNITED KINGDOM

  Phone

  +4402037011300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• PAULO FERNANDO GUERREIRO

  IRN PFG01045

  • CF30 Customer (2 Nov 2017 to 8 Dec 2019)
• Paulo Alexandre dos Santos Cardeira Gomes

  IRN PAD01169

  • SMF27 Partner (since 14 May 2023)
  • [FCA CF] Client dealing (since 4 May 2021)
• Pedro Ricardo Moura da Costa Cardoso Baldaia

  IRN PRB01213

  • SMF27 Partner (9 Dec 2019 to 30 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
  • CF4 Partner (19 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (19 Aug 2015 to 8 Dec 2019)
• RICARDO TEIXEIRA

  IRN RXT00105

  • [FCA CF] Client dealing (since 10 Jul 2023)
  • SMF27 Partner (since 24 Feb 2021)
• Rajesh Shanmuganathan

  IRN RXS01575

  • CF30 Customer (17 Dec 2012 to 17 Jul 2015)
• Santiago Duran

  IRN SXD01279

  • CF30 Customer (18 Jul 2018 to 8 Dec 2019)
• Volodymyr Gubskyi

  IRN VXG01086

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
  • CF30 Customer (2 Oct 2019 to 25 Jan 2022)

• SIG Capital Management Limited (no longer appointed)

  FRN 916173 · Appointed 4 Nov 2019 · Until 10 Jul 2023

• Bluegrove Capital Management Ltd (no longer appointed)

  FRN 807396 · Appointed 1 Aug 2019 · Until 25 Jan 2022

No changes recorded yet.