LAZARUS & MAVERICK LIMITED
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Lazarus & Maverick Limited71-75 Shelton StreetLondonWC2H 9JQUNITED KINGDOM- Phone
- +442083519609
-
Complaints Contact
Lazarus & Maverick Limited71-75 Shelton StreetLondonWC2H 9JQUNITED KINGDOM- Phone
- +442083519609
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Aleksandra Lazarus
IRN AXL00563
- SMF3 Executive Director (since 23 Feb 2024)
-
Steve Lazarus
IRN SXL02141
- SMF1 Chief Executive (since 23 Feb 2024)
- SMF16 Compliance Oversight (since 23 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Feb 2024)
- SMF3 (AR) Executive Director function (since 23 Feb 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.