Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trevor Paul Nash

  IRN TPN01006

  • CF23 Corporate Finance Adviser (1 Feb 2003 to 30 Jun 2007)
• Tristan Charles Johnson Elbrick

  IRN TCE01006

  • [FCA CF] Client dealing (8 Jan 2020 to 18 Oct 2023)
• Tristan Flint

  IRN TXF00070

  • [FCA CF] Client dealing (2 Nov 2020 to 22 Jun 2023)
• Tristan Shephard

  IRN TXS01757

  • CF30 Customer (23 Jan 2014 to 25 Mar 2015)
• Troy Kumar-Wright

  IRN TXK01670

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • CF30 Customer (4 Nov 2017 to 8 Dec 2019)
• Tumi Erikitola

  IRN ORE30055

  • [FCA CF] Client dealing (20 Jul 2020 to 23 Sep 2022)
• Tyrone Tee

  IRN TXT00118

  • [FCA CF] Client dealing (26 Jul 2021 to 2 Oct 2023)
• Udayan Bose

  IRN UXB01002

  • CF1 Director (31 Jul 2002 to 5 Nov 2002)
  • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Jan 2005)
• Usman Waheed

  IRN UXW01008

  • CF23 Corporate Finance Adviser (30 May 2006 to 12 Jun 2007)
• Vasudev Raju Ravindra Apte

  IRN VRA01003

  • CF30 Customer (5 Sep 2012 to 6 Nov 2015)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.