Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Eugene Tsenin

  IRN RET01039

  • CF23 Corporate Finance Adviser (8 Sep 2003 to 1 Jun 2005)
• Robert Iain McCreery

  IRN RIM01022

  • CF21 Investment Adviser (29 Sep 2003 to 27 Feb 2004)
• Robert James Rountree

  IRN RJR01119

  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF13 Finance (30 Mar 2007 to 31 Oct 2007)
  • CF1 Director (30 Mar 2007 to 10 Oct 2019)
• Robert Jamieson Farrer-Brown

  IRN RJF01144

  • SMF3 Executive Director (9 Dec 2019 to 2 Mar 2022)
  • CF1 Director (11 Oct 2007 to 8 Dec 2019)
• Robert Lee

  IRN RXL00413

  • [FCA CF] Client dealing (since 10 Jul 2024)
• Robert Mussner

  IRN RXM01089

  • [FCA CF] Client dealing (since 2 Dec 2024)
• Robert Neale

  IRN RXN00282

  • [FCA CF] Client dealing (since 9 Oct 2025)
• Robert William Brownell

  IRN RWB01111

  • CF30 Customer (23 Apr 2012 to 29 Sep 2017)
• Robert William Meier

  IRN RWM01062

  • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Mar 2003)
• Roberto Leigh-Raffo

  IRN RXL00326

  • [FCA CF] Client dealing (1 Feb 2023 to 14 Nov 2024)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.