Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Margaret Anne Woods

  IRN MMW01021

  • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
• Maria Semenko

  IRN MXS01423

  • CF30 Customer (1 Nov 2007 to 10 Jun 2011)
  • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
• Maria de los Milagros Pinon

  IRN MDP01118

  • CF30 Customer (20 Nov 2009 to 3 Jun 2016)
• Mario Fera

  IRN MXF01158

  • CF23 Corporate Finance Adviser (31 Jul 2002 to 14 Apr 2004)
• Mario Gobbo

  IRN MXG01309

  • CF1 Director (1 Dec 2001 to 9 Dec 2002)
• Marion Himbert

  IRN MXH21871

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2021)
  • CF30 Customer (12 Oct 2019 to 8 Dec 2019)
• Marion Maurie Marianne Cossin

  IRN MMC01066

  • CF30 Customer (26 Aug 2014 to 8 Dec 2019)
• Marius Kraemer

  IRN MXK08835

  • CF30 Customer (29 Nov 2018 to 27 Sep 2019)
• Mark Douglas Irving Burrows

  IRN MDB01093

  • CF23 Corporate Finance Adviser (19 May 2004 to 1 Jul 2004)
• Mark Henry Gidney

  IRN MHG01018

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
  • CF1 Director (31 Jul 2002 to 5 Nov 2002)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.