Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kwan Wey Teh

  IRN KWT01014

  • CF30 Customer (5 Jun 2008 to 3 Nov 2008)
• Lara Kerr

  IRN LXK00225

  • [FCA CF] Client dealing (since 27 Aug 2024)
• Laura Foster

  IRN LXF00071

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Laura Maria Caterina Dal Bianco

  IRN LMD01076

  • [FCA CF] Client dealing (since 13 Sep 2021)
• Laura Mary Enevoldsen

  IRN LME01041

  • [FCA CF] Client dealing (since 6 Jul 2023)
• Laura Nazaria

  IRN LXN10754

  • [FCA CF] Client dealing (9 Dec 2019 to 14 May 2020)
  • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
• Laurence Adrian Waring Evans

  IRN LAE01011

  • CF8 Apportionment and Oversight (1 Dec 2001 to 15 Apr 2002)
  • CF3 Chief Executive (1 Dec 2001 to 15 Apr 2002)
  • CF1 Director (1 Dec 2001 to 15 Apr 2002)
• Laurence Rehfeld

  IRN LSB01033

  • CF30 Customer (31 Jan 2008 to 31 Oct 2019)
• Laurent Kade

  IRN LXK01394

  • CF30 Customer (5 Dec 2017 to 21 May 2019)
• Lawrence Slaughter

  IRN LXS01105

  • CF30 Customer (29 Feb 2016 to 31 May 2018)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.