Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jay Vyas

    IRN JXV00088

    • [FCA CF] Client dealing (since 4 Oct 2021)
  • Jayne Askham

    IRN JXA01146

    • CF21 Investment Adviser (1 Oct 2003 to 31 Jan 2005)
  • Jean Dwinell

    IRN JXD01153

    • [FCA CF] Client dealing (since 15 Apr 2026)
  • Jean-Claude Haas

    IRN JXH01341

    • CF1 Director (31 Jul 2002 to 5 Nov 2002)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 5 Sep 2005)
  • Jean-Eudes Renier

    IRN JHR01039

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 30 Oct 2004)
    • CF1 Director (31 Jul 2002 to 5 Nov 2002)
  • Jean-Francois Albert Cizain

    IRN JAC01199

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 30 Nov 2005)
  • Jean-Francois Izac

    IRN JXI01023

    • CF30 Customer (23 Jan 2008 to 24 Sep 2019)
  • Jean-Marc Albert Louis Garzon

    IRN JAG01114

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
  • Jean-Michel Bosmans

    IRN JXB00833

    • [FCA CF] Client dealing (26 Jul 2021 to 26 Mar 2024)
  • Jeffrey Allen Rosen

    IRN JAR01085

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (4 May 2007 to 10 Oct 2019)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.