Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Badr El Hirache

    IRN BXE69872

    • [FCA CF] Client dealing (9 Aug 2021 to 13 Mar 2025)
  • Beata Hranaiova

    IRN BXH22029

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2021)
    • CF30 Customer (16 Oct 2019 to 8 Dec 2019)
  • Ben Garner

    IRN BXG06719

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Sep 2018 to 8 Dec 2019)
  • Ben Harrington

    IRN BXH00217

    • [FCA CF] Client dealing (since 1 Oct 2024)
  • Ben Plant

    IRN BXP18228

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2024)
    • CF30 Customer (7 Aug 2019 to 8 Dec 2019)
  • Benjamin Gee Sin Chan

    IRN BGC01021

    • CF30 Customer (7 Dec 2010 to 19 Jun 2015)
  • Benjamin James Babcock

    IRN BJB01094

    • CF23 Corporate Finance Adviser (15 Feb 2006 to 3 Aug 2006)
  • Benjamin Joseph Sullivan

    IRN BJS01140

    • CF30 Customer (25 Oct 2010 to 14 Jun 2013)
  • Benjamin Lewis

    IRN BXL01421

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Feb 2020)
    • CF30 Customer (29 Nov 2017 to 8 Dec 2019)
  • Benjamin Michael Deanfield

    IRN BMD01046

    • CF30 Customer (27 Jun 2013 to 14 Oct 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.