Date authorised
1 April 2013
Companies House
03360532
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1210 Centre Park Square
    Warrington
    Cheshire
    WA1 1RU
    UNITED KINGDOM
    Phone
    +443330433797
  • Complaints Contact

    1210 Centre Park Square
    Warrington
    Cheshire
    WA1 1RU
    UNITED KINGDOM
    Phone
    +443330433797

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Hire

  • Consumer Hire Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Alan Evans

    IRN AAE01012

    • [FCA CF] Significant management (31 Mar 2021 to 31 Jan 2024)
  • Adrian Ridgway

    IRN AXR01012

    • [FCA CF] Significant management (since 25 May 2021)
  • Craig Edward Harris

    IRN CXH00339

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Emily Peacock

    IRN EXP00098

    • [FCA CF] Significant management (31 Mar 2021 to 17 Oct 2021)
  • Emma Louise Philpin

    IRN EXP00097

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Glenn David Wilson

    IRN GXW00190

    • [FCA CF] Significant management (31 Mar 2021 to 29 Aug 2025)
  • Keeley Delaney

    IRN KXD00361

    • [FCA CF] Significant management (since 2 Oct 2023)
  • Kenneth Specter

    IRN KXS01428

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF14 Risk Assessment (14 Jan 2005 to 23 Sep 2005)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF13 Finance (14 Jan 2005 to 23 Sep 2005)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 23 Sep 2005)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 23 Sep 2005)
  • Lesley Anne Butler

    IRN LXB00272

    • [FCA CF] Significant management (31 Mar 2021 to 27 Oct 2021)
  • Mark Andrew Reddy

    IRN MAR01341

    • [FCA CF] Significant management (since 31 Mar 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.