Lawrence Neil Wealth Management Ltd

FRN: 942063
Companies House: 13047008
Last scraped: 2 weeks ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Unit 4-5

Lora Courtyard

Wykeham

Scarborough

North Yorkshire

YO13 9QP

UNITED KINGDOM

Phone

+4401723867860

Web

https://www.lawrenceneilwealthmanagement.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Stephen Dennis Chapman
IRN SDC00012
- Employed By (since 15 Feb 2021)
Thomas Henry Fletcher-Varey
IRN THF00015
- Employed By (31 Dec 2020 to 9 Apr 2021)
Zoe Taylor
IRN ZXT01043
- Employed By (since 31 Dec 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.