Laven Advisors LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Laven Partners Ltd11 Old JewryLondonCity Of LondonEC2R 8DUUNITED KINGDOM- Phone
- +4402078380010
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Complaints Contact
Laven Partners Ltd11 Old JewryLondonCity Of LondonEC2R 8DUUNITED KINGDOM- Phone
- +4402078380010
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nicoletta Zappatini
IRN NXZ01016
- CF30 Customer (since 17 Feb 2023)
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Nihar Rach
IRN NBR01015
- CF30 Customer (12 Apr 2017 to 27 Apr 2017)
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Olawale Olaleye
IRN OXO00060
- CF30 Customer (18 Mar 2022 to 3 Apr 2023)
- CF1 Director (AR) (18 Mar 2022 to 3 Apr 2023)
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Olivia Faure
IRN OXF01078
- CF1 Director (AR) (since 6 Aug 2016)
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Olivia Louise Maxwell
IRN OLM01008
- CF1 Director (AR) (since 17 Apr 2026)
- CF30 Customer (since 17 Apr 2026)
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Owen Christopher William Moore
IRN OXM09505
- [FCA CF] Significant management (13 Jan 2024 to 1 Jul 2025)
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PAUL MAINWARING
IRN PXM02227
- CF30 Customer (30 Jan 2012 to 5 Dec 2013)
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Pak Seng Lui
IRN PSL01045
- CF30 Customer (24 Feb 2015 to 2 Mar 2015)
- CF1 Director (AR) (24 Feb 2015 to 2 Mar 2015)
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Patrick Francis Cannon
IRN PXC00360
- CF30 Customer (30 Nov 2021 to 20 Jan 2022)
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Patrick William Roger Lachotzki
IRN PWL01028
- CF30 Customer (31 Aug 2018 to 3 Jul 2025)
- CF1 Director (AR) (31 Aug 2018 to 3 Jul 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Avonhurst Capital Services LLP (no longer appointed)
FRN 914324 · Appointed 30 Sep 2019 · Until 13 Feb 2023
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01 Capital Limited (no longer appointed)
FRN 911837 · Appointed 31 Jul 2019 · Until 4 Feb 2022 · Tied agent
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Transmission Investment Financial Management Limited (no longer appointed)
FRN 846001 · Appointed 17 Jul 2019 · Until 22 Jul 2020 · Tied agent
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BlueBox Asset Management UK Limited (no longer appointed)
FRN 815665 · Appointed 5 Jun 2019 · Until 31 Aug 2022 · Tied agent
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Campfire Asset Management Limited (no longer appointed)
FRN 801068 · Appointed 15 Mar 2019 · Until 5 Mar 2021 · Tied agent
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East West Global Capital Limited (no longer appointed)
FRN 781693 · Appointed 14 Jan 2019 · Until 17 Mar 2020 · Tied agent
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Virthos Partners (UK) Limited (no longer appointed)
FRN 827734 · Appointed 4 Dec 2018 · Until 31 Jul 2020 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.