Laven Advisors LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Laven Partners Ltd11 Old JewryLondonCity Of LondonEC2R 8DUUNITED KINGDOM- Phone
- +4402078380010
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Complaints Contact
Laven Partners Ltd11 Old JewryLondonCity Of LondonEC2R 8DUUNITED KINGDOM- Phone
- +4402078380010
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Bernard Ulrich
IRN BXU01033
- CF4 Partner (AR) (16 Nov 2012 to 14 May 2020)
- CF30 Customer (16 Nov 2012 to 14 May 2020)
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Bianca Gomes Guimaraes-Chadwick
IRN BXG00136
- CF30 Customer (10 Feb 2022 to 25 Oct 2022)
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Blair Hedges
IRN BXH01346
- CF30 Customer (14 Apr 2025 to 20 Nov 2025)
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Brian Joseph McLoughlin
IRN BJM01231
- CF4 Partner (AR) (since 9 May 2019)
- CF30 Customer (9 May 2019 to 15 Jul 2025)
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Callum Alexander Donald Macqueen
IRN CXM11872
- CF30 Customer (25 Feb 2019 to 30 Oct 2019)
- CF1 Director (AR) (25 Feb 2019 to 12 Jan 2026)
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Carl Axel Schrumpf Marshall-Davies
IRN CAM01104
- [FCA CF] Material risk taker (20 Dec 2023 to 3 Feb 2025)
- [FCA CF] Client dealing (20 Dec 2023 to 3 Feb 2025)
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Catherine Haumesser
IRN CXH00603
- CF30 Customer (since 9 Dec 2022)
- CF1 Director (AR) (since 9 Dec 2022)
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Charles Edward Crosssley Hood
IRN CEH01052
- CF30 Customer (3 Apr 2017 to 30 May 2017)
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Charles John Gore Hazelwood
IRN CJH01396
- CF30 Customer (21 Dec 2015 to 6 Jul 2018)
- CF1 Director (AR) (21 Dec 2015 to 6 Jul 2018)
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Charles Joseph Vaughan
IRN CJV01020
- CF30 Customer (2 Apr 2013 to 2 Jan 2014)
- CF4 Partner (AR) (2 Apr 2013 to 2 Jan 2014)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Rubrics Asset Management (UK) Limited
FRN 694948 · Appointed 14 Jan 2020 · Tied agent
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Yoo Capital Investment Management LLP
FRN 916028 · Appointed 30 Oct 2019
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volofin Capital Management Ltd.
FRN 911836 · Appointed 31 Jul 2019
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Hiro Capital I LLP
FRN 841430 · Appointed 7 May 2019 · Tied agent
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MTech Capital Management (UK) LLP
FRN 840453 · Appointed 17 Apr 2019
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Fairway Capital Ltd
FRN 834297 · Appointed 21 Feb 2019 · Tied agent
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Mercury Advisory Limited
FRN 794832 · Appointed 23 Nov 2017
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ACCORD EUROPE LIMITED
FRN 649808 · Appointed 17 Feb 2016
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Overstone Associates Limited
FRN 623147 · Appointed 30 Mar 2015
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Advisors & Partners LLP
FRN 567287 · Appointed 25 Oct 2011 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.