Laven Advisors LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Laven Partners Ltd11 Old JewryLondonCity Of LondonEC2R 8DUUNITED KINGDOM- Phone
- +4402078380010
-
Complaints Contact
Laven Partners Ltd11 Old JewryLondonCity Of LondonEC2R 8DUUNITED KINGDOM- Phone
- +4402078380010
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Eligible Counterparty, Professional
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Runs Investment Funds
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Private Investment Funds
-
Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Patrick Yves Baune
IRN PYB01002
- CF30 Customer (5 Feb 2016 to 7 Feb 2019)
- CF1 Director (AR) (5 Feb 2016 to 7 Feb 2019)
-
Paul Neville Hunt
IRN PNH01047
- CF1 Director (AR) (17 Oct 2016 to 7 Aug 2017)
-
Paul Stuart Mason
IRN PSM01133
- CF1 Director (AR) (17 Jan 2022 to 28 Jul 2025)
- CF30 Customer (17 Jan 2022 to 28 Jul 2025)
- [FCA CF] Material risk taker (4 Nov 2021 to 12 Jan 2022)
- [FCA CF] Client dealing (4 Nov 2021 to 12 Jan 2022)
-
Paul-Emile Andre
IRN PXA01735
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (19 Mar 2019 to 26 Feb 2021)
- CF1 Director (AR) (19 Mar 2019 to 26 Feb 2021)
-
Per Jonas Lindblad
IRN PJL01247
- CF1 Director (AR) (21 Jul 2017 to 13 Sep 2019)
- CF30 Customer (21 Jul 2017 to 13 Sep 2019)
-
Peter Burroughes Hughes
IRN PBH01046
- CF1 Director (AR) (28 Jun 2024 to 13 Mar 2025)
-
Peter James Kavanagh
IRN PJK01108
- CF1 Director (AR) (29 Dec 2021 to 28 Jul 2025)
-
Peter Lionel Raleigh Hewitt
IRN PLH01041
- CF30 Customer (8 Apr 2016 to 13 Apr 2017)
-
Peter Rading
IRN PXR01262
- CF1 Director (AR) (14 Jun 2017 to 24 Jul 2018)
-
Peter William Wells
IRN PWW01061
- CF30 Customer (29 Jan 2018 to 4 Jan 2021)
- CF1 Director (AR) (29 Jan 2018 to 4 Jan 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Lyrique Limited (no longer appointed)
FRN 667480 · Appointed 21 Jan 2015 · Until 26 Mar 2021 · Tied agent
-
Sounion Capital Management (UK) Limited (no longer appointed)
FRN 667002 · Appointed 20 Jan 2015 · Until 3 Mar 2015
-
Wilmore Finance Limited (no longer appointed)
FRN 655270 · Appointed 24 Nov 2014 · Until 27 Feb 2025
-
Gorntazy Capital Partners Ltd (no longer appointed)
FRN 629756 · Appointed 6 Aug 2014 · Until 2 Feb 2015
-
North Sea Asset Management LLP (no longer appointed)
FRN 572912 · Appointed 18 Jan 2012 · Until 16 Feb 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.