Laven Advisors LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Laven Partners Ltd11 Old JewryLondonCity Of LondonEC2R 8DUUNITED KINGDOM- Phone
- +4402078380010
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Complaints Contact
Laven Partners Ltd11 Old JewryLondonCity Of LondonEC2R 8DUUNITED KINGDOM- Phone
- +4402078380010
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James William Stoney Lewis
IRN JWL01085
- CF30 Customer (9 Oct 2012 to 16 Feb 2016)
- CF4 Partner (AR) (8 May 2012 to 16 Feb 2016)
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Jan Bruennler
IRN JXB02353
- CF30 Customer (15 Jan 2018 to 16 Mar 2018)
- CF1 Director (AR) (15 Jan 2018 to 16 Mar 2018)
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Jan Henrik Samuelsson Valgma
IRN JHS01140
- CF1 Director (AR) (23 Dec 2015 to 3 Apr 2018)
- CF30 Customer (30 Nov 2015 to 3 Apr 2018)
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Jan Mark Philipp Petzel
IRN JMP01264
- CF30 Customer (10 May 2016 to 8 Oct 2020)
- CF1 Director (AR) (10 May 2016 to 8 Oct 2020)
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Janaka Ishan Ariyasena
IRN JIA01016
- [FCA CF] Client dealing (24 Jan 2020 to 1 Aug 2023)
- [FCA CF] Material risk taker (24 Jan 2020 to 1 Aug 2023)
- CF30 Customer (24 Jan 2020 to 1 Aug 2023)
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Jarad Vary
IRN JXV01324
- CF30 Customer (5 Jan 2017 to 31 Jan 2022)
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Jason Alfred Loucopoulos
IRN JAL01290
- CF30 Customer (11 Sep 2020 to 14 May 2021)
- CF1 Director (AR) (11 Sep 2020 to 14 May 2021)
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Jean-Bernard Tanqueray
IRN JXT02073
- CF30 Customer (24 Aug 2017 to 2 Jul 2018)
- CF1 Director (AR) (24 Aug 2017 to 2 Jul 2018)
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Jean-Francois Flot
IRN JXF01167
- CF4 Partner (AR) (24 Dec 2013 to 14 May 2020)
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Jeppe Rowlandson Stokholm
IRN JXS20077
- CF1 Director (AR) (23 Sep 2019 to 8 Oct 2020)
- CF30 Customer (17 Sep 2019 to 8 Oct 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bedford Row Capital Advisers Limited (no longer appointed)
FRN 746464 · Appointed 9 May 2016 · Until 28 Dec 2017
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Eldon Capital Management Limited (no longer appointed)
FRN 746465 · Appointed 9 May 2016 · Until 8 Oct 2020
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1859 Cloud Limited (no longer appointed)
FRN 731375 · Appointed 11 Jan 2016 · Until 11 Feb 2019 · Tied agent
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Arjun Infrastructure Partners Limited (no longer appointed)
FRN 709907 · Appointed 10 Jul 2015 · Until 9 Jul 2018
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Stallion Advisers Limited (no longer appointed)
FRN 708804 · Appointed 2 Jul 2015 · Until 2 Mar 2023 · Tied agent
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DASCO Partners Finance Limited (no longer appointed)
FRN 704442 · Appointed 1 Jun 2015 · Until 30 Nov 2015
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Eastern Harmony Limited (no longer appointed)
FRN 680026 · Appointed 30 Mar 2015 · Until 13 Apr 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.