Laven Advisors LLP

Date authorised
1 April 2013
Companies House
OC312558
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Laven Partners Ltd
    11 Old Jewry
    London
    City Of London
    EC2R 8DU
    UNITED KINGDOM
    Phone
    +4402078380010
    Web
    https://www.lavenpartners.com

  • Complaints Contact

    Laven Partners Ltd
    11 Old Jewry
    London
    City Of London
    EC2R 8DU
    UNITED KINGDOM
    Phone
    +4402078380010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeremy Antony Simon Sparrow

    IRN JXS01848

    • CF30 Customer (21 Nov 2019 to 14 May 2020)
    • CF1 Director (AR) (21 Nov 2019 to 14 May 2020)
  • Jerome Alexandre De Lavenere Lussan

    IRN JXL01453

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (24 Apr 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (24 Apr 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Apr 2006 to 8 Dec 2019)
    • CF3 Chief Executive (24 Apr 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (24 Apr 2006 to 31 Oct 2007)
    • CF4 Partner (24 Apr 2006 to 8 Dec 2019)
  • Jie Wu Latham

    IRN JXW01838

    • CF30 Customer (5 Jan 2021 to 3 Feb 2022)
  • Joachim Alexandre Godet

    IRN JAG01219

    • CF1 Director (AR) (2 Aug 2019 to 3 Feb 2022)
    • CF30 Customer (2 Aug 2019 to 3 Feb 2022)
  • Joern Czech

    IRN JXC02385

    • CF30 Customer (since 22 Jun 2022)
    • CF1 Director (AR) (since 22 Jun 2022)
  • Johanna Stina Maria Bjärnemyr

    IRN JXB01661

    • CF1 Director (AR) (since 12 Oct 2023)
  • John Anthony Murphy

    IRN JAM01223

    • CF30 Customer (25 Oct 2017 to 24 May 2018)
  • John Brown Aitken

    IRN JBA01017

    • CF30 Customer (8 Nov 2016 to 15 Feb 2018)
    • CF1 Director (AR) (8 Nov 2016 to 15 Feb 2018)
  • John Mark Laidlaw

    IRN JML01066

    • CF2 Non Executive Director (AR) (since 4 Jun 2025)
  • Jonathan Adam Bloom

    IRN JXB21230

    • CF30 Customer (7 Oct 2019 to 6 Feb 2023)
    • CF4 Partner (AR) (7 Oct 2019 to 6 Feb 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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