Laven Advisors LLP

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FRN: 447282
Date authorised: 1 April 2013
Companies House: OC312558
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Laven Partners Ltd

11 Old Jewry

London

City Of London

EC2R 8DU

UNITED KINGDOM

Phone

+4402078380010

Web

https://www.lavenpartners.com
Complaints Contact

Laven Partners Ltd

11 Old Jewry

London

City Of London

EC2R 8DU

UNITED KINGDOM

Phone

+4402078380010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

James William Stoney Lewis
IRN JWL01085
- CF30 Customer (9 Oct 2012 to 16 Feb 2016)
- CF4 Partner (AR) (8 May 2012 to 16 Feb 2016)
Jan Bruennler
IRN JXB02353
- CF30 Customer (15 Jan 2018 to 16 Mar 2018)
- CF1 Director (AR) (15 Jan 2018 to 16 Mar 2018)
Jan Henrik Samuelsson Valgma
IRN JHS01140
- CF1 Director (AR) (23 Dec 2015 to 3 Apr 2018)
- CF30 Customer (30 Nov 2015 to 3 Apr 2018)
Jan Mark Philipp Petzel
IRN JMP01264
- CF30 Customer (10 May 2016 to 8 Oct 2020)
- CF1 Director (AR) (10 May 2016 to 8 Oct 2020)
Janaka Ishan Ariyasena
IRN JIA01016
- [FCA CF] Client dealing (24 Jan 2020 to 1 Aug 2023)
- [FCA CF] Material risk taker (24 Jan 2020 to 1 Aug 2023)
- CF30 Customer (24 Jan 2020 to 1 Aug 2023)
Jarad Vary
IRN JXV01324
- CF30 Customer (5 Jan 2017 to 31 Jan 2022)
Jason Alfred Loucopoulos
IRN JAL01290
- CF30 Customer (11 Sep 2020 to 14 May 2021)
- CF1 Director (AR) (11 Sep 2020 to 14 May 2021)
Jean-Bernard Tanqueray
IRN JXT02073
- CF30 Customer (24 Aug 2017 to 2 Jul 2018)
- CF1 Director (AR) (24 Aug 2017 to 2 Jul 2018)
Jean-Francois Flot
IRN JXF01167
- CF4 Partner (AR) (24 Dec 2013 to 14 May 2020)
Jeppe Rowlandson Stokholm
IRN JXS20077
- CF1 Director (AR) (23 Sep 2019 to 8 Oct 2020)
- CF30 Customer (17 Sep 2019 to 8 Oct 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Money-Peasy.com Ltd (no longer appointed)
FRN 783759 · Appointed 7 Jul 2017 · Until 5 Jul 2018
Levendi Investment Management Limited (no longer appointed)
FRN 783607 · Appointed 6 Jul 2017 · Until 28 Dec 2017 · Tied agent
Astarte Capital Partners LLP (no longer appointed)
FRN 715658 · Appointed 13 Mar 2017 · Until 28 Feb 2019
GPD Capital (UK) Limited (no longer appointed)
FRN 764567 · Appointed 16 Nov 2016 · Until 10 Mar 2017
Cornerstone Capital Limited (no longer appointed)
FRN 762801 · Appointed 26 Oct 2016 · Until 18 Oct 2023
OPEN Cleantech Advisors Ltd (no longer appointed)
FRN 762834 · Appointed 26 Oct 2016 · Until 30 Jan 2018
Berkshire Capital Partners Limited (no longer appointed)
FRN 762150 · Appointed 19 Oct 2016 · Until 21 Feb 2018
Eclipse Capital Partners Ltd (no longer appointed)
FRN 761077 · Appointed 13 Oct 2016 · Until 1 Feb 2018
Telios Investments Limited (no longer appointed)
FRN 759597 · Appointed 30 Sep 2016 · Until 18 Nov 2021 · Tied agent
Institutional Investor Networks UK Limited (no longer appointed)
FRN 758443 · Appointed 14 Sep 2016 · Until 1 Feb 2022 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.